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Are your financial promotions compliant?

Financial promotions are defined in section 21 as being 'an invitation or inducement to engage in investment activity, communicated by a person in the course of business'.
Every promotion needs oversight. FCA rule in COBS 4.10.1 G reminds firms that that they should have in place systems and controls or policies and procedures, or an effective internal control system, in order to comply with financial promotion rules in COBS 4.

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DISCLAIMER - Please note that cherry never recommends the products or services of other companies and in making contact with, or accepting contact, products, services or advice from any individual, company or adviser, you agree, without exception, that no legal responsibility in respect of resultant damages, incurred by you or by others, rests in any way with cherry.

cherry and cherryFind are trading names of “cherry”.  Registered Office: The Stables, Little Coldharbour Farm, Tong Lane, Lamberhurst, Tunbridge Wells, Kent TN3 8AD.  Registered in England and Wales.  Company Registration Number: 05624666.  VAT Number: 874593966.

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