Compliance support from IFAC

Having advice files checked is an essential practice for financial advice firms to uphold regulatory compliance, protect clients, manage risks, maintain high-quality standards, provide professional development, and establish a robust oversight system.

IFAC provide file checking services for financial advice firms.

File checks will help prove your firm is adhering to FCA expectations and Consumer Duty.

Come and speak to IFAC to see how we can help you meet your requirements. We have an ongoing service plan for your needs and requirements once you are authorised, or tell us what you are looking for and we will look to bespoke something for you.

Find out more via the links above or
contact us for more information here >>

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