FCA Regulation

Topics

Did anybody know this? Did anybody know this? by Anonymous	20 replies 577 views 0 likes	Anonymous 10 May 2010
This is where the FSA should be looking... This is where the FSA should be looking... by	1 replies 99 views 0 likes	Anonymous 29 Apr 2010
FSA to investigate Goldman Sachs FSA to investigate Goldman Sachs by	3 replies 44 views 0 likes	Anonymous 21 Apr 2010
Did you know that there is already a Compliance Code FOR REGULATORS that has parliamentary approval??!!! Did you know that there is already a Compliance Code FOR REGULATORS that has parliamentary approval??!!! by	14 replies 145 views 0 likes	Anonymous 15 Apr 2010
GABRIEL - complaints. GABRIEL - complaints. by	10 replies 213 views 0 likes	Anonymous 6 Apr 2010
First IFA appointed onto FSA board. Does anyone know this lady? Should we be working with her to help feed the right messages through? First IFA appointed onto FSA board. Does anyone know this lady? Should we be working with her to help feed the right messages through? by	2 replies 37 views 0 likes	Anonymous 26 Mar 2010
Advisers back plans for FSA mortgage suitability letters Advisers back plans for FSA mortgage suitability letters by	23 replies 221 views 0 likes	Anonymous 26 Mar 2010
FSA fees for 10/11 FSA fees for 10/11 by	3 replies 53 views 0 likes	Anonymous 19 Mar 2010
FSA to spend extra £48m on staff costs in 2010/11 FSA to spend extra £48m on staff costs in 2010/11 by	9 replies 87 views 0 likes	Anonymous 18 Mar 2010
Caution urged as free financial advice service launched Caution urged as free financial advice service launched by	27 replies 388 views 0 likes	Anonymous 17 Mar 2010
Sants: "If society wants results, it's going to cost." Sants: "If society wants results, it's going to cost." by	2 replies 15 views 0 likes	Anonymous 17 Mar 2010
Strong views about the FSAs competence Strong views about the FSAs competence by	8 replies 251 views 0 likes	Anonymous 17 Mar 2010
TCF Gap Analysis report TCF Gap Analysis report by	4 replies 84 views 0 likes	Anonymous 14 Mar 2010
FSA head Hector Sants to 'get tough' on mis-selling FSA head Hector Sants to 'get tough' on mis-selling by	4 replies 33 views 0 likes	Anonymous 12 Mar 2010
Regional education programme Regional education programme by Anonymous	19 replies 241 views 0 likes	Anonymous 11 Mar 2010
Vetting Process for "New Advisers" Vetting Process for "New Advisers" by	9 replies 156 views 0 likes	Anonymous 8 Mar 2010
EX Park Row IFA'S might get authorised now.. EX Park Row IFA'S might get authorised now.. by	9 replies 163 views 0 likes	Anonymous 1 Mar 2010
FSA announces shock broker fee rise FSA announces shock broker fee rise by	18 replies 1,050 views 0 likes	Anonymous 17 Feb 2010
Sants - Did he go or was he.......? Sants - Did he go or was he.......? by	18 replies 206 views 0 likes	Anonymous 12 Feb 2010
Mortgage Advisers to become approved persons Mortgage Advisers to become approved persons by	3 replies 91 views 0 likes	Anonymous 27 Jan 2010
Wonderful Wonderful by	5 replies 74 views 0 likes	Anonymous 26 Jan 2010
FSA breach re Express Consent? FSA breach re Express Consent? by Anonymous	9 replies 178 views 0 likes	Anonymous 19 Jan 2010
The Financial Services Bill - Isn't a combination of megalomania, elitism and ignorance, along with a complete lack of pragmatism from the FSA highly dangerous??? And.....why are they striving madly to acquire powers such as these when they may well not e The Financial Services Bill - Isn't a combination of megalomania, elitism and ignorance, along with a complete lack of pragmatism from the FSA highly dangerous??? And.....why are they striving madly to acquire powers such as these when they may well not e by	14 replies 536 views 0 likes	Anonymous 16 Jan 2010
Regional education programme Regional education programme by	8 replies 112 views 0 likes	Anonymous 12 Jan 2010
Worrying Commission snippet Worrying Commission snippet by	1 replies 51 views 0 likes	Anonymous 17 Dec 2009
FSA Hire Expert FSA Hire Expert by	17 replies 274 views 0 likes	Anonymous 2 Dec 2009
FSA review of structured products FSA review of structured products by	3 replies 121 views 0 likes	Anonymous 2 Dec 2009
TCF- Barclays/Woolwich TCF- Barclays/Woolwich by	10 replies 77 views 0 likes	Anonymous 26 Nov 2009
Network requirements Network requirements by	14 replies 225 views 0 likes	Anonymous 16 Nov 2009
FSA questions dual pricing! FSA questions dual pricing! by	11 replies 165 views 0 likes	Anonymous 13 Nov 2009
FSA webcast today at 1pm FSA webcast today at 1pm by	5 replies 91 views 0 likes	Anonymous 6 Nov 2009
FSA Mortgage Market Review FSA Mortgage Market Review by	95 replies 1,169 views 0 likes	Anonymous 5 Nov 2009
MPs Expenses Staff Redundancies and Parallels with IFAs MPs Expenses Staff Redundancies and Parallels with IFAs by	10 replies 446 views 0 likes	Anonymous 5 Nov 2009
One members response to the FSA’s RDR ‘consultation’ One members response to the FSA’s RDR ‘consultation’ by	3 replies 120 views 0 likes	Anonymous 4 Nov 2009
Xmas time at FSA Xmas time at FSA by	5 replies 122 views 0 likes	Anonymous 30 Oct 2009
MPs' Expenses and FSA/FSCS MPs' Expenses and FSA/FSCS by	8 replies 117 views 0 likes	Anonymous 16 Oct 2009
Disempowering retired clients Disempowering retired clients by	6 replies 70 views 0 likes	Anonymous 5 Oct 2009
More "fixing the air conditioning after the engine has exploded" from the FSA More "fixing the air conditioning after the engine has exploded" from the FSA by	18 replies 167 views 0 likes	Anonymous 2 Oct 2009
IFAPAC petition goes live IFAPAC petition goes live by	5 replies 135 views 0 likes	Anonymous 30 Sep 2009
FSA unveils radical restructure FSA unveils radical restructure by	2 replies 87 views 0 likes	Anonymous 23 Sep 2009