FCA Regulation

Topics

Are we replacing one quango with another? Are we replacing one quango with another? by	1 replies 30 views 0 likes	Anonymous 3 Jun 2010
FSA hikes mortgage broker fees by 33% FSA hikes mortgage broker fees by 33% by	11 replies 318 views 0 likes	Anonymous 2 Jun 2010
Yet another basic right that is to be stolen from independent financial advisers Yet another basic right that is to be stolen from independent financial advisers by	23 replies 627 views 0 likes	Anonymous 25 May 2010
Urgent feedback please - FSA and individual broker registrations Urgent feedback please - FSA and individual broker registrations by Anonymous	37 replies 727 views 0 likes	Anonymous 24 May 2010
Sants emailed FSA's staff on Tory policy Sants emailed FSA's staff on Tory policy by	8 replies 219 views 0 likes	Anonymous 19 May 2010
Eight banks face US probe into mortgage ratings Eight banks face US probe into mortgage ratings by	1 replies 17 views 0 likes	Anonymous 14 May 2010
Ha! ha! ha! Ha! ha! ha! by	5 replies 136 views 0 likes	Anonymous 14 May 2010
Did anybody know this? Did anybody know this? by Anonymous	20 replies 579 views 0 likes	Anonymous 10 May 2010
This is where the FSA should be looking... This is where the FSA should be looking... by	1 replies 100 views 0 likes	Anonymous 29 Apr 2010
FSA to investigate Goldman Sachs FSA to investigate Goldman Sachs by	3 replies 45 views 0 likes	Anonymous 21 Apr 2010
Did you know that there is already a Compliance Code FOR REGULATORS that has parliamentary approval??!!! Did you know that there is already a Compliance Code FOR REGULATORS that has parliamentary approval??!!! by	14 replies 147 views 0 likes	Anonymous 15 Apr 2010
GABRIEL - complaints. GABRIEL - complaints. by	10 replies 214 views 0 likes	Anonymous 6 Apr 2010
First IFA appointed onto FSA board. Does anyone know this lady? Should we be working with her to help feed the right messages through? First IFA appointed onto FSA board. Does anyone know this lady? Should we be working with her to help feed the right messages through? by	2 replies 38 views 0 likes	Anonymous 26 Mar 2010
Advisers back plans for FSA mortgage suitability letters Advisers back plans for FSA mortgage suitability letters by	23 replies 224 views 0 likes	Anonymous 26 Mar 2010
FSA fees for 10/11 FSA fees for 10/11 by	3 replies 54 views 0 likes	Anonymous 19 Mar 2010
FSA to spend extra £48m on staff costs in 2010/11 FSA to spend extra £48m on staff costs in 2010/11 by	9 replies 88 views 0 likes	Anonymous 18 Mar 2010
Caution urged as free financial advice service launched Caution urged as free financial advice service launched by	27 replies 391 views 0 likes	Anonymous 17 Mar 2010
Sants: "If society wants results, it's going to cost." Sants: "If society wants results, it's going to cost." by	2 replies 16 views 0 likes	Anonymous 17 Mar 2010
Strong views about the FSAs competence Strong views about the FSAs competence by	8 replies 252 views 0 likes	Anonymous 17 Mar 2010
TCF Gap Analysis report TCF Gap Analysis report by	4 replies 85 views 0 likes	Anonymous 14 Mar 2010
FSA head Hector Sants to 'get tough' on mis-selling FSA head Hector Sants to 'get tough' on mis-selling by	4 replies 34 views 0 likes	Anonymous 12 Mar 2010
Regional education programme Regional education programme by Anonymous	19 replies 243 views 0 likes	Anonymous 11 Mar 2010
Vetting Process for "New Advisers" Vetting Process for "New Advisers" by	9 replies 157 views 0 likes	Anonymous 8 Mar 2010
EX Park Row IFA'S might get authorised now.. EX Park Row IFA'S might get authorised now.. by	9 replies 164 views 0 likes	Anonymous 1 Mar 2010
FSA announces shock broker fee rise FSA announces shock broker fee rise by	18 replies 1,052 views 0 likes	Anonymous 17 Feb 2010
Sants - Did he go or was he.......? Sants - Did he go or was he.......? by	18 replies 208 views 0 likes	Anonymous 12 Feb 2010
Mortgage Advisers to become approved persons Mortgage Advisers to become approved persons by	3 replies 92 views 0 likes	Anonymous 27 Jan 2010
Wonderful Wonderful by	5 replies 75 views 0 likes	Anonymous 26 Jan 2010
FSA breach re Express Consent? FSA breach re Express Consent? by Anonymous	9 replies 179 views 0 likes	Anonymous 19 Jan 2010
The Financial Services Bill - Isn't a combination of megalomania, elitism and ignorance, along with a complete lack of pragmatism from the FSA highly dangerous??? And.....why are they striving madly to acquire powers such as these when they may well not e The Financial Services Bill - Isn't a combination of megalomania, elitism and ignorance, along with a complete lack of pragmatism from the FSA highly dangerous??? And.....why are they striving madly to acquire powers such as these when they may well not e by	14 replies 538 views 0 likes	Anonymous 16 Jan 2010
Regional education programme Regional education programme by	8 replies 113 views 0 likes	Anonymous 12 Jan 2010
Worrying Commission snippet Worrying Commission snippet by	1 replies 52 views 0 likes	Anonymous 17 Dec 2009
FSA Hire Expert FSA Hire Expert by	17 replies 276 views 0 likes	Anonymous 2 Dec 2009
FSA review of structured products FSA review of structured products by	3 replies 122 views 0 likes	Anonymous 2 Dec 2009
TCF- Barclays/Woolwich TCF- Barclays/Woolwich by	10 replies 78 views 0 likes	Anonymous 26 Nov 2009
Network requirements Network requirements by	14 replies 227 views 0 likes	Anonymous 16 Nov 2009
FSA questions dual pricing! FSA questions dual pricing! by	11 replies 167 views 0 likes	Anonymous 13 Nov 2009
FSA webcast today at 1pm FSA webcast today at 1pm by	5 replies 92 views 0 likes	Anonymous 6 Nov 2009
FSA Mortgage Market Review FSA Mortgage Market Review by	95 replies 1,179 views 0 likes	Anonymous 5 Nov 2009
MPs Expenses Staff Redundancies and Parallels with IFAs MPs Expenses Staff Redundancies and Parallels with IFAs by	10 replies 447 views 0 likes	Anonymous 5 Nov 2009