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Senior Managers and Certification Regime

Senior Managers and Certification Regime

by Mr Claypole

1 replies
13 views
0 likes
Last User to post in this topic TH84
Today

Giving up registering with a lender and being Whole of MArket

Giving up registering with a lender and being Whole of MArket

by TH84

11 replies
406 views
0 likes
Last User to post in this topic Rainman
5 Jul 2019

SM & CR

SM & CR

by Anonymous

5 replies
155 views
0 likes
Last User to post in this topic Jamesw
14 Jun 2019

responsible lending policy

responsible lending policy

by TH84

7 replies
127 views
0 likes
Last User to post in this topic TH84
10 Jun 2019

Would you use a fact find completed by another Adviser?

Would you use a fact find completed by another Adviser?

by cherry...

26 replies
713 views
0 likes
Last User to post in this topic NIELLLL
30 May 2019

ACTION REQUIRED - FRN: xxxxxx - company name Limited - FSCS - Pure Protection

ACTION REQUIRED - FRN: xxxxxx - company name Limited - FSCS - Pure Protection

by TH84

22 replies
543 views
0 likes
Last User to post in this topic Pokerhead
22 May 2019

Broker Trade Associations

Broker Trade Associations

by whydo

0 replies
55 views
0 likes
Last User to post in this topic whydo
16 May 2019

Competent Adviser Status

Competent Adviser Status

by Anonymous

14 replies
478 views
0 likes
Last User to post in this topic BoxFinPlan
16 Mar 2019

Most advisers to be absent from FCA Register for 12 months?!

Most advisers to be absent from FCA Register for 12 months?!

by cherry...

0 replies
274 views
0 likes
Last User to post in this topic cherry...
10 Mar 2019

Potential SVR Claims

Potential SVR Claims

by TheWickerMan

11 replies
417 views
0 likes
Last User to post in this topic BoxFinPlan
10 Dec 2018

How to Apply to be DA

How to Apply to be DA

by EE7788

10 replies
285 views
0 likes
Last User to post in this topic Dissident
5 Dec 2018

Gabriel - P&L

Gabriel - P&L

by TH84

4 replies
119 views
0 likes
Last User to post in this topic whydo
29 Nov 2018

Owning a regulated firm

Owning a regulated firm

by Anonymous

2 replies
131 views
0 likes
Last User to post in this topic BoxFinPlan
6 Nov 2018

Need Help With Wording On Electronic Signature Stamp

Need Help With Wording On Electronic Signature Stamp

by AB2006

12 replies
298 views
0 likes
Last User to post in this topic 40+yrs doing mo
25 Oct 2018

Template Reason Why Letters

Template Reason Why Letters

by 40+yrs doing mortgages

2 replies
175 views
0 likes
Last User to post in this topic Beds Herts & Bu
19 Oct 2018

Estate Agents Requesting Client Info

Estate Agents Requesting Client Info

by ThunderFlash

31 replies
541 views
0 likes
Last User to post in this topic Rainbow
9 Oct 2018

Gabriel Section D1

Gabriel Section D1

by TH84

3 replies
105 views
0 likes
Last User to post in this topic Spurs
5 Oct 2018

So I go and do my Gabriel Return today and . . .

So I go and do my Gabriel Return today and . . .

by Mr Claypole

2 replies
122 views
0 likes
Last User to post in this topic bolsauce
26 Sep 2018

FCA fees

FCA fees

by Muscrat

41 replies
1,229 views
0 likes
Last User to post in this topic MMortgage
2 Sep 2018

FCA - Complete Joke

FCA - Complete Joke

by Anonymous

6 replies
419 views
0 likes
Last User to post in this topic soletrader
23 Aug 2018

Whoops!

Whoops!

by Anonymous

5 replies
157 views
0 likes
Last User to post in this topic JayCee
5 Jul 2018

FT Story

FT Story

by Anonymous

10 replies
286 views
0 likes
Last User to post in this topic Garry Heath
22 Feb 2018

Gabriel - not overly impressed

Gabriel - not overly impressed

by Mr Claypole

0 replies
107 views
0 likes
Last User to post in this topic Mr Claypole
25 Sep 2017

Gabriel reports - newly DA

Gabriel reports - newly DA

by Anonymous

4 replies
95 views
0 likes
Last User to post in this topic soletrader
6 Sep 2017

FCA DA Acceptance..

FCA DA Acceptance..

by Mortgages Leicester

7 replies
314 views
0 likes
Last User to post in this topic Anonymous
1 Sep 2017

Debt Counselling

Debt Counselling

by Spurs

16 replies
243 views
0 likes
Last User to post in this topic Please be Frida
18 Aug 2017

Latest fees

Latest fees

by Muscrat

8 replies
210 views
0 likes
Last User to post in this topic bdw
17 Aug 2017

FCA forces mortgage broker to offer advice redress for debt consolidation

FCA forces mortgage broker to offer advice redress for debt consolidation

by Anonymous

5 replies
362 views
0 likes
Last User to post in this topic cherry...
7 Aug 2017

I don't think anybody has ever asked me this question - until now!

I don't think anybody has ever asked me this question - until now!

by Mr Claypole

2 replies
285 views
0 likes
Last User to post in this topic Beds Herts & Bu
18 Apr 2017

FCA doing away with templates for IDDs

FCA doing away with templates for IDDs

by cherry...

21 replies
754 views
0 likes
Last User to post in this topic Sail On
31 Mar 2017

Regulation Round-up

Regulation Round-up

by Muscrat

2 replies
137 views
0 likes
Last User to post in this topic GIJoe
21 Mar 2017

Second charges

Second charges

by Muscrat

6 replies
140 views
0 likes
Last User to post in this topic Bobby Welsh
13 Feb 2017

Just had a bill from FCA for £630 - can someone explain

Just had a bill from FCA for £630 - can someone explain

by Mr Claypole

55 replies
1,176 views
0 likes
Last User to post in this topic Beds Herts & Bu
13 Feb 2017

Gabriel report

Gabriel report

by vinny

5 replies
190 views
0 likes
Last User to post in this topic Beds Herts & Bu
13 Feb 2017

Consumer BTL

Consumer BTL

by Muscrat

7 replies
233 views
0 likes
Last User to post in this topic Muscrat
2 Feb 2017

FCA pays out £400k for PPI deadline campaign

FCA pays out £400k for PPI deadline campaign

by cherry...

1 replies
76 views
0 likes
Last User to post in this topic BoxFinPlan
6 Jan 2017

So 18 months on, what CCL Categories did you select?

So 18 months on, what CCL Categories did you select?

by Mr Claypole

4 replies
133 views
0 likes
Last User to post in this topic mic2002
29 Nov 2016

FCA long sign off -- IS mortgage adviser sign off easier?

FCA long sign off -- IS mortgage adviser sign off easier?

by Anonymous

7 replies
232 views
0 likes
Last User to post in this topic Ian McIver
11 Aug 2016

Does anyone know why has my Annual FCA Fee increased by 48%?

Does anyone know why has my Annual FCA Fee increased by 48%?

by Mr Claypole

116 replies
3,198 views
7 likes
Last User to post in this topic YCM
8 Aug 2016

FCA in ‘special measures’

FCA in ‘special measures’

by cherry...

0 replies
111 views
0 likes
Last User to post in this topic cherry...
28 Jul 2016