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DA for BTL broker

DA for BTL broker

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0 replies
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Today

Client now residing overseas - FCA Wording

Client now residing overseas - FCA Wording

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2 replies
31 views
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Today

Introducers and FCA Credit Broking

Introducers and FCA Credit Broking

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3 replies
101 views
2 likes
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10 Apr 2024

Baseline Financial Resilience Report - Why?!

Baseline Financial Resilience Report - Why?!

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14 replies
341 views
3 likes
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28 Mar 2024

Starting a Bridging/Commercial Brokerage

Starting a Bridging/Commercial Brokerage

by Anonymous 1

5 replies
210 views
1 likes
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20 Mar 2024

Advice / Guidance - "the most progressive [way] the FCA has ever come at something in a consultation"? Or not?

Advice / Guidance - "the most progressive [way] the FCA has ever come at something in a consultation"? Or not?

by Anonymous 1

1 replies
136 views
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14 Feb 2024

Having AR's

Having AR's

by Anonymous 1

6 replies
228 views
0 likes
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13 Feb 2024

GDPR

GDPR

by Anonymous 1

3 replies
87 views
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8 Feb 2024

Debt Consolidation on a BTL

Debt Consolidation on a BTL

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9 replies
142 views
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6 Feb 2024

FCA Gateway User Research - New Form A

FCA Gateway User Research - New Form A

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2 replies
74 views
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5 Feb 2024

REP019 General Insurance - Value Measures Report

REP019 General Insurance - Value Measures Report

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7 replies
125 views
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8 Jan 2024

DA - FCA Application - How long did it take for authorisation?

DA - FCA Application - How long did it take for authorisation?

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3 replies
191 views
4 likes
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3 Jan 2024

Will small firms survive Customer Duty?

Will small firms survive Customer Duty?

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13 replies
595 views
4 likes
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12 Dec 2023

FCA to relax advice-guidance boundary in landmark review - Thoughts please

FCA to relax advice-guidance boundary in landmark review - Thoughts please

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3 replies
232 views
2 likes
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8 Dec 2023

Crime Levy

Crime Levy

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3 replies
199 views
0 likes
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20 Nov 2023

Do I need separate authorisation to do Lifetime Mortgages?

Do I need separate authorisation to do Lifetime Mortgages?

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10 replies
298 views
7 likes
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10 Nov 2023

beware FAKE FCA invoice reminders

beware FAKE FCA invoice reminders

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5 replies
196 views
3 likes
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26 Oct 2023

Financial resiliance

Financial resiliance

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7 replies
300 views
2 likes
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17 Oct 2023

FCA invoice

FCA invoice

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25 replies
786 views
4 likes
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13 Oct 2023

Proof of deposit UK or abroad

Proof of deposit UK or abroad

by Anonymous 1

26 replies
340 views
0 likes
Last User to Post in this topic Anonymous
10 Oct 2023

2 interesting stories today! Are we funding the FCA's cock ups?!

2 interesting stories today! Are we funding the FCA's cock ups?!

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3 replies
309 views
1 likes
Last User to Post in this topic Anonymous
3 Oct 2023

FCA - "Advice / guidance boundary could lead to wholesale restructuring of advice regime"

FCA - "Advice / guidance boundary could lead to wholesale restructuring of advice regime"

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3 replies
171 views
1 likes
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26 Sep 2023

Are over a third of clients really 'vulnerable'?

Are over a third of clients really 'vulnerable'?

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9 replies
235 views
0 likes
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15 Sep 2023

FCA time wasters

FCA time wasters

by Anonymous 1

13 replies
475 views
12 likes
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11 Sep 2023

FCA takes first action - Consumer Duty

FCA takes first action - Consumer Duty

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6 replies
322 views
1 likes
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4 Sep 2023

Broker who is FCA Registered but domiciled in EU

Broker who is FCA Registered but domiciled in EU

by Anonymous 1

9 replies
219 views
2 likes
Last User to Post in this topic Anonymous
19 Aug 2023

In terms of wording or documentation, will you be giving your Clients anything different from Consumer Duty Day?

In terms of wording or documentation, will you be giving your Clients anything different from Consumer Duty Day?

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67 replies
1,433 views
15 likes
Last User to Post in this topic Anonymous
4 Aug 2023

More BS on the way- Core Advice

More BS on the way- Core Advice

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4 replies
112 views
1 likes
Last User to Post in this topic Anonymous
3 Aug 2023

Vulnerable clients anyone going to be doing this?!

Vulnerable clients anyone going to be doing this?!

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32 replies
724 views
21 likes
Last User to Post in this topic Anonymous
3 Aug 2023

Consumer duty (not mortgages)

Consumer duty (not mortgages)

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3 replies
101 views
0 likes
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2 Aug 2023

Owning shares

Owning shares

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6 replies
187 views
0 likes
Last User to Post in this topic Anonymous
13 Jul 2023

Consumer Duty

Consumer Duty

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95 replies
2,390 views
41 likes
Last User to Post in this topic Anonymous
6 Jul 2023

FCA to increase scrutiny of ARs....

FCA to increase scrutiny of ARs....

by Anonymous 1

15 replies
511 views
0 likes
Last User to Post in this topic Anonymous
5 Jul 2023

Quick question

Quick question

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4 replies
137 views
0 likes
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4 Jul 2023

FIN074-Economic Crime Levy - what is the definition of income ?

FIN074-Economic Crime Levy - what is the definition of income ?

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11 replies
224 views
1 likes
Last User to Post in this topic Anonymous
17 May 2023

Will your fees have to be increased to cope with Customer Duty?

Will your fees have to be increased to cope with Customer Duty?

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7 replies
179 views
4 likes
Last User to Post in this topic Anonymous
16 May 2023

Whistleblowers ‘brushed aside’ by FCA with ‘no real consequences’ for culprits

Whistleblowers ‘brushed aside’ by FCA with ‘no real consequences’ for culprits

by Anonymous 1

2 replies
250 views
1 likes
Last User to Post in this topic Anonymous
10 May 2023

consumer duty attestation

consumer duty attestation

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8 replies
227 views
2 likes
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5 May 2023

Getting inundated with Lender Emails about Consumer Duty

Getting inundated with Lender Emails about Consumer Duty

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15 replies
223 views
8 likes
Last User to Post in this topic Anonymous
3 May 2023

quick question - my company bank account

quick question - my company bank account

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14 replies
237 views
7 likes
Last User to Post in this topic Anonymous
26 Apr 2023