FCA Regulation

Topics

How are the Financial Services Consumer Panel funded and what do they achieve? How are the Financial Services Consumer Panel funded and what do they achieve? by	3 replies 22 views 0 likes	Anonymous 16 Nov 2012
FSA Business Risk Reviews - anyone done it yet? FSA Business Risk Reviews - anyone done it yet? by	2 replies 27 views 0 likes	Anonymous 14 Nov 2012
FCA: Not really progress then is it! “The (new) regulators will not investigate complaints it ‘reasonably considers amounts to no more than dissatisfaction with the regulators' general policies’.” FCA: Not really progress then is it! “The (new) regulators will not investigate complaints it ‘reasonably considers amounts to no more than dissatisfaction with the regulators' general policies’.” by	1 replies 41 views 0 likes	Anonymous 7 Nov 2012
See the MAS business plan and tell us what you think See the MAS business plan and tell us what you think by	3 replies 96 views 0 likes	Anonymous 7 Nov 2012
Link to FCA’s new data collection requirements. Make sure you are ready!!! Link to FCA’s new data collection requirements. Make sure you are ready!!! by	1 replies 35 views 0 likes	Anonymous 1 Nov 2012
MAS – We invite you to work with cherry advisers who can add REAL benefit to consumers MAS – We invite you to work with cherry advisers who can add REAL benefit to consumers by	1 replies 21 views 0 likes	Anonymous 31 Oct 2012
FSA Fees will be based on income – not headcount as now FSA Fees will be based on income – not headcount as now by	1 replies 46 views 0 likes	Anonymous 30 Oct 2012
Sants: Bankers ‘routinely self delusional’. Takes one to one one? Sants: Bankers ‘routinely self delusional’. Takes one to one one? by	4 replies 44 views 0 likes	Anonymous 29 Oct 2012
Sants tries to defend the indefensible – and fails Sants tries to defend the indefensible – and fails by	7 replies 173 views 0 likes	Anonymous 26 Oct 2012
RDR WILL be revisited if consumers don’t get what they need RDR WILL be revisited if consumers don’t get what they need by	2 replies 59 views 0 likes	Anonymous 26 Oct 2012
Long delay expected in FSA report on HBOS collapse Long delay expected in FSA report on HBOS collapse by	4 replies 100 views 0 likes	Anonymous 24 Oct 2012
Are we just days away from interest only crackdown? Are we just days away from interest only crackdown? by	3 replies 169 views 0 likes	Anonymous 23 Oct 2012
FCA will consider staff qualifications next Spring FCA will consider staff qualifications next Spring by	1 replies 14 views 0 likes	Anonymous 23 Oct 2012
Eighth firm this year loses permissions for RMAR non-submission Eighth firm this year loses permissions for RMAR non-submission by	1 replies 42 views 0 likes	Anonymous 22 Oct 2012
Will FSA clampdown on backdoor payments help smaller advisers? Will FSA clampdown on backdoor payments help smaller advisers? by	3 replies 70 views 0 likes	Anonymous 19 Oct 2012
More power for the FSA?! More power for the FSA?! by	1 replies 12 views 0 likes	Anonymous 18 Oct 2012
What will IFAs need to have on their stationery and when will they find out? What will IFAs need to have on their stationery and when will they find out? by	3 replies 51 views 0 likes	Anonymous 17 Oct 2012
The real test for the FCA? The real test for the FCA? by	2 replies 37 views 0 likes	Anonymous 17 Oct 2012
How the FCA will measure success How the FCA will measure success by	2 replies 31 views 0 likes	Anonymous 17 Oct 2012
FCA: FSCS’s fairness DOES need to be looked at FCA: FSCS’s fairness DOES need to be looked at by	1 replies 6 views 0 likes	Anonymous 17 Oct 2012
FCA: How we will supervise small firms FCA: How we will supervise small firms by	1 replies 15 views 0 likes	Anonymous 16 Oct 2012
how the FCA will stop harmful products how the FCA will stop harmful products by	1 replies 35 views 0 likes	Anonymous 16 Oct 2012
Gov’t: FCA powers reviewed if they get it wrong Gov’t: FCA powers reviewed if they get it wrong by	1 replies 5 views 0 likes	Anonymous 16 Oct 2012
Lord Flight - RDR Lord Flight - RDR by	1 replies 35 views 0 likes	Anonymous 15 Oct 2012
FSA: Too busy to avert the crisis FSA: Too busy to avert the crisis by	2 replies 121 views 0 likes	Anonymous 12 Oct 2012
When is restricted not restricted? Even more confusion When is restricted not restricted? Even more confusion by	1 replies 15 views 0 likes	Anonymous 12 Oct 2012
Long Stop Review. Yes! Oh no! Confused?? Long Stop Review. Yes! Oh no! Confused?? by	3 replies 40 views 0 likes	Anonymous 11 Oct 2012
Mark Garnier: RDR ‘pig’s ear’! Mark Garnier: RDR ‘pig’s ear’! by	8 replies 213 views 0 likes	Anonymous 10 Oct 2012
Should FSA fine money be spent on armed forces? Should FSA fine money be spent on armed forces? by	11 replies 144 views 0 likes	Anonymous 9 Oct 2012
FSCS: Wrong again FSA! FSCS: Wrong again FSA! by	2 replies 130 views 0 likes	Anonymous 9 Oct 2012
FSA "Terrorists" FSA "Terrorists" by	4 replies 93 views 0 likes	Anonymous 8 Oct 2012
PM’s adviser fed up with FSA and to review impact on small businesses!!! PM’s adviser fed up with FSA and to review impact on small businesses!!! by	1 replies 34 views 0 likes	Anonymous 8 Oct 2012
Do you get the feeling that are AIFA/APFA and FSA/FCA are not as good friend as they perhaps used to be? Do you get the feeling that are AIFA/APFA and FSA/FCA are not as good friend as they perhaps used to be? by	1 replies 11 views 0 likes	Anonymous 8 Oct 2012
More delays to approved persons regime! More delays to approved persons regime! by	3 replies 73 views 0 likes	Anonymous 4 Oct 2012
The restricteds are fighting back. Fairly? The restricteds are fighting back. Fairly? by	1 replies 33 views 0 likes	Anonymous 4 Oct 2012
Statement of Professional Standing 60 day grace Statement of Professional Standing 60 day grace by	1 replies 10 views 0 likes	Anonymous 4 Oct 2012
MAS wants to work with us MAS wants to work with us by	1 replies 103 views 0 likes	Anonymous 3 Oct 2012
Cash rebate and fees rules DO apply to execution only Cash rebate and fees rules DO apply to execution only by	1 replies 7 views 0 likes	Anonymous 3 Oct 2012
FSA: Directors of failed companies WILL get FSCS compensation FSA: Directors of failed companies WILL get FSCS compensation by	1 replies 20 views 0 likes	Anonymous 1 Oct 2012
FCA: Who will have a dedicated supervisor then? FCA: Who will have a dedicated supervisor then? by	1 replies 29 views 0 likes	Anonymous 26 Sep 2012