FCA Regulation

Topics

FCA – “We’ll choose you ‘skilled person’ then charge you" FCA – “We’ll choose you ‘skilled person’ then charge you" by	1 replies 79 views 0 likes	Anonymous 11 Feb 2013
If FCA thinks firms bad value it can intervene If FCA thinks firms bad value it can intervene by	1 replies 17 views 0 likes	Anonymous 7 Feb 2013
Will FCA meddling mean worse products? Will FCA meddling mean worse products? by	1 replies 9 views 0 likes	Anonymous 6 Feb 2013
FSA - Whatever next!? FSA - Whatever next!? by	3 replies 82 views 0 likes	Anonymous 5 Feb 2013
Government backed MoneyMadeClearWales.org Government backed MoneyMadeClearWales.org by	3 replies 26 views 0 likes	Anonymous 1 Feb 2013
FSA wants to ban people before case is proven FSA wants to ban people before case is proven by	3 replies 46 views 0 likes	Anonymous 31 Jan 2013
FSA – If you want us to report our income sort the system out! FSA – If you want us to report our income sort the system out! by	2 replies 51 views 0 likes	Anonymous 31 Jan 2013
FSA – “Financial Shambles Authority” FSA – “Financial Shambles Authority” by	6 replies 312 views 0 likes	Anonymous 31 Jan 2013
FSA – I resign FSA – I resign by	16 replies 625 views 0 likes	Anonymous 25 Jan 2013
MAS and how it’s funded MAS and how it’s funded by	1 replies 22 views 0 likes	Anonymous 24 Jan 2013
MAS – ‘Maligned’? Fair? Unfair? MAS – ‘Maligned’? Fair? Unfair? by	3 replies 50 views 0 likes	Anonymous 23 Jan 2013
FSA has “left consumers exposed to "some of the worst scandals in UK financial history” FSA has “left consumers exposed to "some of the worst scandals in UK financial history” by	3 replies 94 views 0 likes	Anonymous 22 Jan 2013
MP probe into MAS faces further delays MP probe into MAS faces further delays by	1 replies 25 views 0 likes	Anonymous 22 Jan 2013
Should Hector Sants have been knighted? Should Hector Sants have been knighted? by	24 replies 550 views 0 likes	Anonymous 17 Jan 2013
New incentives rules WILL apply to networks New incentives rules WILL apply to networks by	1 replies 14 views 0 likes	Anonymous 17 Jan 2013
Massive FSA fines – and what becomes of them?? Massive FSA fines – and what becomes of them?? by	2 replies 59 views 0 likes	Anonymous 16 Jan 2013
1,373 financial services staff dismissed or suspended 2012 1,373 financial services staff dismissed or suspended 2012 by	1 replies 52 views 0 likes	Anonymous 14 Jan 2013
FSA – Professional? Charges? Description? Non-advised? FSA – Professional? Charges? Description? Non-advised? by	4 replies 171 views 0 likes	Anonymous 11 Jan 2013
FSA – Another fine mess they’ve gotten into! FSA – Another fine mess they’ve gotten into! by	2 replies 143 views 0 likes	Anonymous 10 Jan 2013
Money advice service Money advice service by	1 replies 98 views 0 likes	Anonymous 7 Jan 2013
FSA fine Co-op for PPI misselling FSA fine Co-op for PPI misselling by	1 replies 5 views 0 likes	Anonymous 7 Jan 2013
FSA is toothless. Even the Queen agrees FSA is toothless. Even the Queen agrees by	2 replies 42 views 0 likes	Anonymous 15 Dec 2012
FSA rules will affect Sipp providers’ independence FSA rules will affect Sipp providers’ independence by	2 replies 16 views 0 likes	Anonymous 12 Dec 2012
Will FCA put adviser reputations at risk? Will FCA put adviser reputations at risk? by	1 replies 58 views 0 likes	Anonymous 12 Dec 2012
What the FSA advise people to ask you What the FSA advise people to ask you by	1 replies 63 views 0 likes	Anonymous 11 Dec 2012
RMAR ‘unworkable’ RMAR ‘unworkable’ by	1 replies 20 views 0 likes	Anonymous 6 Dec 2012
Help with Return please Help with Return please by	27 replies 266 views 0 likes	Anonymous 5 Dec 2012
What will happen if the FCA cap interest rates? What will happen if the FCA cap interest rates? by	1 replies 31 views 0 likes	Anonymous 5 Dec 2012
FCA to test adviser business models… FCA to test adviser business models… by	2 replies 69 views 0 likes	Anonymous 4 Dec 2012
MAS ‘underfunded and risks being swamped MAS ‘underfunded and risks being swamped by	8 replies 151 views 0 likes	Anonymous 4 Dec 2012
FCA: Twice the number of firms to regulate FCA: Twice the number of firms to regulate by	1 replies 15 views 0 likes	Anonymous 3 Dec 2012
Ex-Honister, Burns Anderson & Sage reps on FSA register - WHY??? Ex-Honister, Burns Anderson & Sage reps on FSA register - WHY??? by	2 replies 78 views 0 likes	Anonymous 28 Nov 2012
FSA warns networks and providers not to work around the commission ban FSA warns networks and providers not to work around the commission ban by	1 replies 27 views 0 likes	Anonymous 28 Nov 2012
IFA’s case against FSA has “real prospect of success”. FSA “declined to comment”! IFA’s case against FSA has “real prospect of success”. FSA “declined to comment”! by	3 replies 158 views 0 likes	Anonymous 27 Nov 2012
SIPP capital adequacy requirement increased to �20k min! SIPP capital adequacy requirement increased to �20k min! by	2 replies 31 views 0 likes	Anonymous 23 Nov 2012
24% of adviser on brink of being unable to give advice 24% of adviser on brink of being unable to give advice by	2 replies 105 views 0 likes	Anonymous 21 Nov 2012
Wheatley: tough FCA will bring back market integrity Wheatley: tough FCA will bring back market integrity by	1 replies 12 views 0 likes	Anonymous 21 Nov 2012
Regulatory costs will spike Regulatory costs will spike by	1 replies 15 views 0 likes	Anonymous 21 Nov 2012
FSA policy director addresses concerns of “regulatory fatigue” FSA policy director addresses concerns of “regulatory fatigue” by	1 replies 50 views 0 likes	Anonymous 20 Nov 2012
FCA has actual DUTY to ensure consumers have access to financial services FCA has actual DUTY to ensure consumers have access to financial services by	2 replies 49 views 0 likes	Anonymous 17 Nov 2012