FCA Regulation

Topics

FSA admits PPI failure FSA admits PPI failure by	2 replies 115 views 0 likes	Anonymous 24 Sep 2012
Long stop: FCA willing to review issue Long stop: FCA willing to review issue by	2 replies 24 views 0 likes	Anonymous 21 Sep 2012
MAS: Who else wants their money back? MAS: Who else wants their money back? by	1 replies 21 views 0 likes	Anonymous 21 Sep 2012
FCA to intervene / ban risky products from sale! FCA to intervene / ban risky products from sale! by	1 replies 14 views 0 likes	Anonymous 19 Sep 2012
FSA spends £1m a year on 'headhunters' FSA spends £1m a year on 'headhunters' by	6 replies 195 views 0 likes	Anonymous 17 Sep 2012
No you CAN'T use the FCA logo! No you CAN'T use the FCA logo! by	2 replies 46 views 0 likes	Anonymous 13 Sep 2012
HBOS CUMMINGS BANNED FOR LIFE & £500k FINE HBOS CUMMINGS BANNED FOR LIFE & £500k FINE by Anonymous	2 replies 31 views 0 likes	Anonymous 12 Sep 2012
Startup companies: Wait nearly HALF A YEAR for approval. Startup companies: Wait nearly HALF A YEAR for approval. by	3 replies 80 views 0 likes	Anonymous 12 Sep 2012
MAS launches MA’s new marketing video MAS launches MA’s new marketing video by	1 replies 12 views 0 likes	Anonymous 11 Sep 2012
Crackdown on banks’ incentive schemes! Crackdown on banks’ incentive schemes! by	6 replies 71 views 0 likes	Anonymous 8 Sep 2012
MAS: Fierce criticism from MPs and Hoban’s grilling cancelled MAS: Fierce criticism from MPs and Hoban’s grilling cancelled by	3 replies 60 views 0 likes	Anonymous 7 Sep 2012
…..here is my fee but I advise – do nothing …..here is my fee but I advise – do nothing by	22 replies 311 views 0 likes	Anonymous 6 Sep 2012
RDR: What the Sunday Times told readers RDR: What the Sunday Times told readers by	4 replies 181 views 0 likes	Anonymous 6 Sep 2012
MAS healthcheck tool a failure MAS healthcheck tool a failure by	1 replies 6 views 0 likes	Anonymous 6 Sep 2012
FCA to conduct more spot-checks on IFAs, law firm FCA to conduct more spot-checks on IFAs, law firm by	2 replies 101 views 0 likes	Anonymous 5 Sep 2012
Guernsey rejects RDR at least until UK has done test run Guernsey rejects RDR at least until UK has done test run by	1 replies 9 views 0 likes	Anonymous 31 Aug 2012
Find out here what the FSA is telling consumers about RDR. Comments please Find out here what the FSA is telling consumers about RDR. Comments please by	1 replies 16 views 0 likes	Anonymous 31 Aug 2012
Will RDR will hinder long term client relationships? Will RDR will hinder long term client relationships? by	2 replies 45 views 0 likes	Anonymous 21 Aug 2012
LIBOR. FSA incompetent. Will someone get sacked then? LIBOR. FSA incompetent. Will someone get sacked then? by	3 replies 54 views 0 likes	Anonymous 21 Aug 2012
Germany: Clients can allow IFAs to opt out of commission ban Germany: Clients can allow IFAs to opt out of commission ban by	1 replies 19 views 0 likes	Anonymous 20 Aug 2012
MAS – “Referrals to IFAs will increase” MAS – “Referrals to IFAs will increase” by	1 replies 13 views 0 likes	Anonymous 17 Aug 2012
Mortgage Review Centre Mortgage Review Centre by	9 replies 245 views 0 likes	Anonymous 16 Aug 2012
13 out of 50 firms granted RDR deadline extension! 13 out of 50 firms granted RDR deadline extension! by	1 replies 18 views 0 likes	Anonymous 16 Aug 2012
Warning! Mark Davies is not from the FSA Warning! Mark Davies is not from the FSA by	1 replies 53 views 0 likes	Anonymous 15 Aug 2012
FSA proposes scrapping Libor FSA proposes scrapping Libor by	1 replies 29 views 0 likes	Anonymous 10 Aug 2012
FSA / MAS – One non-accountable organisation criticising another! FSA / MAS – One non-accountable organisation criticising another! by	4 replies 82 views 0 likes	Anonymous 9 Aug 2012
FSA proposes FSCS funding changes FSA proposes FSCS funding changes by	1 replies 7 views 0 likes	Anonymous 26 Jul 2012
FSA to commission independent review of MAS FSA to commission independent review of MAS by	80 replies 1,347 views 0 likes	Anonymous 24 Jul 2012
Death of the (fund) supermarket salesman Death of the (fund) supermarket salesman by	1 replies 12 views 0 likes	Anonymous 23 Jul 2012
Suspicious Transaction Reports Suspicious Transaction Reports by Anonymous	2 replies 83 views 1 likes	Anonymous 20 Jul 2012
Chris Moore is NOT from the FSA. Watch out! Chris Moore is NOT from the FSA. Watch out! by	2 replies 21 views 0 likes	Anonymous 18 Jul 2012
Reporting compaints Reporting compaints by	1 replies 59 views 0 likes	Anonymous 16 Jul 2012
MPs to grill FSA chief Turner on LIBOR fixing MPs to grill FSA chief Turner on LIBOR fixing by	1 replies 3 views 0 likes	Anonymous 16 Jul 2012
Two-thirds of financial professionals say FSA ‘ineffective’ Two-thirds of financial professionals say FSA ‘ineffective’ by	1 replies 13 views 0 likes	Anonymous 13 Jul 2012
FSA objectivity in question over Diamond departure FSA objectivity in question over Diamond departure by	1 replies 4 views 0 likes	Anonymous 13 Jul 2012
A serious question..... A serious question..... by	2 replies 139 views 0 likes	Anonymous 12 Jul 2012
A letter to the new MAS boss A letter to the new MAS boss by	2 replies 30 views 0 likes	Anonymous 10 Jul 2012
FSA urges firms to review replacement business sales processes FSA urges firms to review replacement business sales processes by	1 replies 15 views 0 likes	Anonymous 9 Jul 2012
FSA undecided on when to begin scrutinising IFA status FSA undecided on when to begin scrutinising IFA status by	1 replies 4 views 0 likes	Anonymous 9 Jul 2012
Campaign to restore trust in financial services Campaign to restore trust in financial services by	1 replies 3 views 0 likes	Anonymous 9 Jul 2012