FCA Regulation

Topics

FSA – I resign FSA – I resign by	16 replies 623 views 0 likes	Anonymous 25 Jan 2013
MAS and how it’s funded MAS and how it’s funded by	1 replies 21 views 0 likes	Anonymous 24 Jan 2013
MAS – ‘Maligned’? Fair? Unfair? MAS – ‘Maligned’? Fair? Unfair? by	3 replies 49 views 0 likes	Anonymous 23 Jan 2013
FSA has “left consumers exposed to "some of the worst scandals in UK financial history” FSA has “left consumers exposed to "some of the worst scandals in UK financial history” by	3 replies 93 views 0 likes	Anonymous 22 Jan 2013
MP probe into MAS faces further delays MP probe into MAS faces further delays by	1 replies 24 views 0 likes	Anonymous 22 Jan 2013
Should Hector Sants have been knighted? Should Hector Sants have been knighted? by	24 replies 547 views 0 likes	Anonymous 17 Jan 2013
New incentives rules WILL apply to networks New incentives rules WILL apply to networks by	1 replies 13 views 0 likes	Anonymous 17 Jan 2013
Massive FSA fines – and what becomes of them?? Massive FSA fines – and what becomes of them?? by	2 replies 58 views 0 likes	Anonymous 16 Jan 2013
1,373 financial services staff dismissed or suspended 2012 1,373 financial services staff dismissed or suspended 2012 by	1 replies 51 views 0 likes	Anonymous 14 Jan 2013
FSA – Professional? Charges? Description? Non-advised? FSA – Professional? Charges? Description? Non-advised? by	4 replies 170 views 0 likes	Anonymous 11 Jan 2013
FSA – Another fine mess they’ve gotten into! FSA – Another fine mess they’ve gotten into! by	2 replies 142 views 0 likes	Anonymous 10 Jan 2013
Money advice service Money advice service by	1 replies 97 views 0 likes	Anonymous 7 Jan 2013
FSA fine Co-op for PPI misselling FSA fine Co-op for PPI misselling by	1 replies 4 views 0 likes	Anonymous 7 Jan 2013
FSA is toothless. Even the Queen agrees FSA is toothless. Even the Queen agrees by	2 replies 40 views 0 likes	Anonymous 15 Dec 2012
FSA rules will affect Sipp providers’ independence FSA rules will affect Sipp providers’ independence by	2 replies 14 views 0 likes	Anonymous 12 Dec 2012
Will FCA put adviser reputations at risk? Will FCA put adviser reputations at risk? by	1 replies 56 views 0 likes	Anonymous 12 Dec 2012
What the FSA advise people to ask you What the FSA advise people to ask you by	1 replies 61 views 0 likes	Anonymous 11 Dec 2012
RMAR ‘unworkable’ RMAR ‘unworkable’ by	1 replies 18 views 0 likes	Anonymous 6 Dec 2012
Help with Return please Help with Return please by	27 replies 262 views 0 likes	Anonymous 5 Dec 2012
What will happen if the FCA cap interest rates? What will happen if the FCA cap interest rates? by	1 replies 29 views 0 likes	Anonymous 5 Dec 2012
FCA to test adviser business models… FCA to test adviser business models… by	2 replies 67 views 0 likes	Anonymous 4 Dec 2012
MAS ‘underfunded and risks being swamped MAS ‘underfunded and risks being swamped by	8 replies 149 views 0 likes	Anonymous 4 Dec 2012
FCA: Twice the number of firms to regulate FCA: Twice the number of firms to regulate by	1 replies 13 views 0 likes	Anonymous 3 Dec 2012
Ex-Honister, Burns Anderson & Sage reps on FSA register - WHY??? Ex-Honister, Burns Anderson & Sage reps on FSA register - WHY??? by	2 replies 76 views 0 likes	Anonymous 28 Nov 2012
FSA warns networks and providers not to work around the commission ban FSA warns networks and providers not to work around the commission ban by	1 replies 25 views 0 likes	Anonymous 28 Nov 2012
IFA’s case against FSA has “real prospect of success”. FSA “declined to comment”! IFA’s case against FSA has “real prospect of success”. FSA “declined to comment”! by	3 replies 156 views 0 likes	Anonymous 27 Nov 2012
SIPP capital adequacy requirement increased to �20k min! SIPP capital adequacy requirement increased to �20k min! by	2 replies 29 views 0 likes	Anonymous 23 Nov 2012
24% of adviser on brink of being unable to give advice 24% of adviser on brink of being unable to give advice by	2 replies 103 views 0 likes	Anonymous 21 Nov 2012
Wheatley: tough FCA will bring back market integrity Wheatley: tough FCA will bring back market integrity by	1 replies 10 views 0 likes	Anonymous 21 Nov 2012
Regulatory costs will spike Regulatory costs will spike by	1 replies 13 views 0 likes	Anonymous 21 Nov 2012
FSA policy director addresses concerns of “regulatory fatigue” FSA policy director addresses concerns of “regulatory fatigue” by	1 replies 48 views 0 likes	Anonymous 20 Nov 2012
FCA has actual DUTY to ensure consumers have access to financial services FCA has actual DUTY to ensure consumers have access to financial services by	2 replies 48 views 0 likes	Anonymous 17 Nov 2012
How are the Financial Services Consumer Panel funded and what do they achieve? How are the Financial Services Consumer Panel funded and what do they achieve? by	3 replies 22 views 0 likes	Anonymous 16 Nov 2012
FSA Business Risk Reviews - anyone done it yet? FSA Business Risk Reviews - anyone done it yet? by	2 replies 27 views 0 likes	Anonymous 14 Nov 2012
FCA: Not really progress then is it! “The (new) regulators will not investigate complaints it ‘reasonably considers amounts to no more than dissatisfaction with the regulators' general policies’.” FCA: Not really progress then is it! “The (new) regulators will not investigate complaints it ‘reasonably considers amounts to no more than dissatisfaction with the regulators' general policies’.” by	1 replies 41 views 0 likes	Anonymous 7 Nov 2012
See the MAS business plan and tell us what you think See the MAS business plan and tell us what you think by	3 replies 96 views 0 likes	Anonymous 7 Nov 2012
Link to FCA’s new data collection requirements. Make sure you are ready!!! Link to FCA’s new data collection requirements. Make sure you are ready!!! by	1 replies 35 views 0 likes	Anonymous 1 Nov 2012
MAS – We invite you to work with cherry advisers who can add REAL benefit to consumers MAS – We invite you to work with cherry advisers who can add REAL benefit to consumers by	1 replies 21 views 0 likes	Anonymous 31 Oct 2012
FSA Fees will be based on income – not headcount as now FSA Fees will be based on income – not headcount as now by	1 replies 46 views 0 likes	Anonymous 30 Oct 2012
Sants: Bankers ‘routinely self delusional’. Takes one to one one? Sants: Bankers ‘routinely self delusional’. Takes one to one one? by	4 replies 44 views 0 likes	Anonymous 29 Oct 2012