FCA Regulation

Topics

Second charges Second charges by	6 replies 142 views 0 likes	Anonymous 13 Feb 2017
Just had a bill from FCA for £630 - can someone explain Just had a bill from FCA for £630 - can someone explain by	55 replies 1,194 views 0 likes	Anonymous 13 Feb 2017
Gabriel report Gabriel report by	5 replies 190 views 0 likes	Anonymous 13 Feb 2017
Consumer BTL Consumer BTL by	7 replies 233 views 0 likes	Anonymous 2 Feb 2017
FCA pays out £400k for PPI deadline campaign FCA pays out £400k for PPI deadline campaign by	1 replies 78 views 0 likes	Anonymous 6 Jan 2017
So 18 months on, what CCL Categories did you select? So 18 months on, what CCL Categories did you select? by	4 replies 134 views 0 likes	Anonymous 29 Nov 2016
FCA Consultation on Unregulated Firms : Why do I sense another failed initiative just around the corner? FCA Consultation on Unregulated Firms : Why do I sense another failed initiative just around the corner? by	5 replies 188 views 0 likes	Anonymous 15 Nov 2016
FCA long sign off -- IS mortgage adviser sign off easier? FCA long sign off -- IS mortgage adviser sign off easier? by Anonymous	7 replies 234 views 0 likes	Anonymous 11 Aug 2016
Does anyone know why has my Annual FCA Fee increased by 48%? Does anyone know why has my Annual FCA Fee increased by 48%? by	116 replies 3,202 views 7 likes	Anonymous 8 Aug 2016
FCA in ‘special measures’ FCA in ‘special measures’ by	0 replies 111 views 0 likes	Anonymous 28 Jul 2016
FCA - Live and Local FCA - Live and Local by Anonymous	7 replies 173 views 1 likes	Anonymous 27 Jul 2016
MPs call for new regulator over Hbos report MPs call for new regulator over Hbos report by	2 replies 82 views 2 likes	Anonymous 26 Jul 2016
FCA chief unconvinced FAMR proposals will work? FCA chief unconvinced FAMR proposals will work? by	1 replies 62 views 0 likes	Anonymous 21 Jul 2016
FCA blaming the EU for increasing broker fees? FCA blaming the EU for increasing broker fees? by	9 replies 188 views 3 likes	Anonymous 1 Jul 2016
FCA to check brokers are delivering best deals? FCA to check brokers are delivering best deals? by	4 replies 299 views 2 likes	Anonymous 20 May 2016
"The RDR is a failure on so many levels..." "The RDR is a failure on so many levels..." by	0 replies 40 views 0 likes	Anonymous 12 May 2016
Non routine FCA application Non routine FCA application by Anonymous	6 replies 283 views 0 likes	Anonymous 10 May 2016
Good work if you can get it.. Good work if you can get it.. by	2 replies 115 views 0 likes	Anonymous 9 May 2016
Confused by Budget - GAD and Flexible Drawdown Confused by Budget - GAD and Flexible Drawdown by Anonymous	2 replies 63 views 0 likes	Anonymous 27 Apr 2016
FCA writing to around 700 firms for 'mass file check'... FCA writing to around 700 firms for 'mass file check'... by	15 replies 1,016 views 2 likes	Anonymous 23 Apr 2016
Gabriel forgets Gabriel forgets by	34 replies 962 views 1 likes	Anonymous 14 Apr 2016
FCA & CBTL FCA & CBTL by	0 replies 99 views 0 likes	Anonymous 7 Apr 2016
Are we all clear on this? Self-employed advisers who receive all of their remuneration from a proportion of fees or income paid to the firm MUST abide by FCA 'Incentives' rules Are we all clear on this? Self-employed advisers who receive all of their remuneration from a proportion of fees or income paid to the firm MUST abide by FCA 'Incentives' rules by	1 replies 138 views 0 likes	Anonymous 6 Apr 2016
FCA register FCA register by	1 replies 59 views 0 likes	Anonymous 6 Apr 2016
Happy 3rd Birthday FCA!!! Happy 3rd Birthday FCA!!! by	6 replies 98 views 0 likes	Anonymous 4 Apr 2016
Permissions Required Permissions Required by Anonymous	12 replies 175 views 0 likes	Anonymous 3 Feb 2016
What are the rules on calling yourself an independent mortgage broker? What are the rules on calling yourself an independent mortgage broker? by Anonymous	49 replies 1,042 views 0 likes	Anonymous 2 Feb 2016
FCA branded "blundering" and "weak, toothless and anaemic" FCA branded "blundering" and "weak, toothless and anaemic" by	0 replies 53 views 0 likes	Anonymous 2 Feb 2016
MCD Data Collection - Action Required MCD Data Collection - Action Required by	43 replies 564 views 0 likes	Anonymous 1 Feb 2016
Financial Ombudsman Service (FOS) Petition Not Attracting Industry Interest Financial Ombudsman Service (FOS) Petition Not Attracting Industry Interest by	4 replies 98 views 0 likes	Anonymous 18 Jan 2016
Advise sought - and a warning to you all Advise sought - and a warning to you all by	190 replies 6,308 views 8 likes	Anonymous 8 Jan 2016
Call for FCA to clear up advice charges confusion Call for FCA to clear up advice charges confusion by	2 replies 131 views 0 likes	Anonymous 25 Nov 2015
At last. A good idea re regulation of advisers... At last. A good idea re regulation of advisers... by	1 replies 76 views 0 likes	Anonymous 28 Oct 2015
70% in the dark over FCA Requirement - something needs to be done 70% in the dark over FCA Requirement - something needs to be done by	2 replies 191 views 0 likes	Anonymous 20 Oct 2015
MPs set to grill FCA bosses over regulator's progress next week MPs set to grill FCA bosses over regulator's progress next week by	2 replies 90 views 0 likes	Anonymous 16 Oct 2015
CCL is no more - now its the IPL! CCL is no more - now its the IPL! by	39 replies 908 views 2 likes	Anonymous 15 Oct 2015
'Deep cultural problems’ at the regulator 'Deep cultural problems’ at the regulator by	2 replies 126 views 0 likes	Anonymous 13 Oct 2015
Totally lost filling in my Gabriel - Consumer Credit Info Totally lost filling in my Gabriel - Consumer Credit Info by	5 replies 153 views 0 likes	Anonymous 28 Sep 2015
Should the FCA become part of the Government? Should the FCA become part of the Government? by	0 replies 51 views 1 likes	Anonymous 23 Sep 2015
MCD Mortgage Credit Directive Starts today ! MCD Mortgage Credit Directive Starts today ! by	1 replies 108 views 0 likes	Anonymous 22 Sep 2015