FCA Regulation

Topics

Another fee from FCA to register for giving advice on buy to let Another fee from FCA to register for giving advice on buy to let by	4 replies 221 views 1 likes	Anonymous 18 Sep 2015
Interim Permission - Expired/Lapsed or Cancelled? Interim Permission - Expired/Lapsed or Cancelled? by Anonymous	9 replies 165 views 0 likes	Anonymous 11 Sep 2015
FCA connect FCA connect by	2 replies 100 views 0 likes	Anonymous 11 Sep 2015
Consumer credit licence for unregulated broker Consumer credit licence for unregulated broker by	8 replies 78 views 0 likes	Anonymous 5 Sep 2015
National IFA has 266% rise in regulatory costs! National IFA has 266% rise in regulatory costs! by	1 replies 130 views 0 likes	Anonymous 27 Aug 2015
ANOTHER LEVY ANOTHER LEVY by	1 replies 73 views 0 likes	Anonymous 24 Aug 2015
FCA- artwork , flowers and average wage FCA- artwork , flowers and average wage by	5 replies 118 views 0 likes	Anonymous 21 Aug 2015
Shocking. CLIENTS pay £170 each pa just for regulation!? Shocking. CLIENTS pay £170 each pa just for regulation!? by	0 replies 36 views 0 likes	Anonymous 19 Aug 2015
Gov’t concerns about regulatory costs - IFAs urged to act Gov’t concerns about regulatory costs - IFAs urged to act by	0 replies 75 views 0 likes	Anonymous 17 Aug 2015
CCL Gabriel Return CCL Gabriel Return by	10 replies 193 views 2 likes	Anonymous 4 Aug 2015
FCA 'mistakes' - what others will Wheatley reveal?! FCA 'mistakes' - what others will Wheatley reveal?! by	2 replies 71 views 0 likes	Anonymous 29 Jul 2015
New CCL Application New CCL Application by	1 replies 59 views 0 likes	Anonymous 15 Jul 2015
The STAGGERING costs of FCA et al – ultimately paid by consumers!!!!!!!!!!!!!!!!!! The STAGGERING costs of FCA et al – ultimately paid by consumers!!!!!!!!!!!!!!!!!! by	7 replies 243 views 0 likes	Anonymous 14 Jul 2015
Annual CCL fees! I'm shocked! Annual CCL fees! I'm shocked! by	16 replies 442 views 1 likes	Anonymous 5 Jul 2015
£3m in FCA's golden goodbyes £3m in FCA's golden goodbyes by	1 replies 82 views 0 likes	Anonymous 3 Jul 2015
FCA just 'writes off' over £3million as 'constructive loss'! FCA just 'writes off' over £3million as 'constructive loss'! by	0 replies 15 views 0 likes	Anonymous 3 Jul 2015
10% fee hike for advisers. What's your reaction? 10% fee hike for advisers. What's your reaction? by	2 replies 151 views 0 likes	Anonymous 26 Jun 2015
DA App Help!! DA App Help!! by Anonymous	3 replies 89 views 0 likes	Anonymous 24 Jun 2015
Where has all the FCA fine money gone? Rising concerns Where has all the FCA fine money gone? Rising concerns by	2 replies 71 views 0 likes	Anonymous 15 Jun 2015
FOS rather than FCA FOS rather than FCA by	8 replies 241 views 0 likes	Anonymous 12 Jun 2015
FCA takes over 13 weeks to approve AR to DA applications FCA takes over 13 weeks to approve AR to DA applications by	5 replies 146 views 1 likes	Anonymous 2 Jun 2015
FCA hikes budget & the bulk paid by us FCA hikes budget & the bulk paid by us by	18 replies 552 views 3 likes	Anonymous 28 May 2015
What wording do we need on our website about CCL and charging a Broker Fee for Buy-to-Lets? What wording do we need on our website about CCL and charging a Broker Fee for Buy-to-Lets? by	5 replies 148 views 0 likes	Anonymous 12 May 2015
Will you challenge the FCA fee hike? Will you challenge the FCA fee hike? by	5 replies 191 views 0 likes	Anonymous 29 Apr 2015
CCR008 Requirement to provide web domain names CCR008 Requirement to provide web domain names by	2 replies 146 views 0 likes	Anonymous 28 Apr 2015
Wheatley - should he stay or should he go? Wheatley - should he stay or should he go? by	5 replies 105 views 0 likes	Anonymous 2 Apr 2015
The FCA Assassinates The Insurance Industry and gets........a waggy finger? The FCA Assassinates The Insurance Industry and gets........a waggy finger? by	1 replies 59 views 0 likes	Anonymous 28 Mar 2015
Some sense from the FCA on use of ‘independent’? Some sense from the FCA on use of ‘independent’? by	2 replies 236 views 0 likes	Anonymous 27 Mar 2015
Help completing CCL Variation of Permission Help completing CCL Variation of Permission by	19 replies 484 views 0 likes	Anonymous 18 Mar 2015
Forcing annuity sellers to seek advice to avoid scandal Forcing annuity sellers to seek advice to avoid scandal by	0 replies 10 views 0 likes	Anonymous 18 Mar 2015
Charlie Palmer, Stephen Bell and Financial Ltd. Charlie Palmer, Stephen Bell and Financial Ltd. by	1 replies 98 views 0 likes	Anonymous 16 Mar 2015
FCA confusion over guidance delivery FCA confusion over guidance delivery by	0 replies 93 views 0 likes	Anonymous 4 Feb 2015
Gabriel. Bust! Gabriel. Bust! by	0 replies 113 views 0 likes	Anonymous 30 Jan 2015
Wheatley regrets 'shoot first ask questions later' Wheatley regrets 'shoot first ask questions later' by	2 replies 45 views 0 likes	Anonymous 28 Jan 2015
Is it right that the FCA uses fines to reduce regulatory fees? Is it right that the FCA uses fines to reduce regulatory fees? by	1 replies 102 views 0 likes	Anonymous 23 Jan 2015
Costs of Going DA For Mortgages, Protection, GI etc. Costs of Going DA For Mortgages, Protection, GI etc. by Anonymous	3 replies 184 views 1 likes	Anonymous 21 Jan 2015
Can someone show me where in law Buy-to-Lets are covered under CCL rules Can someone show me where in law Buy-to-Lets are covered under CCL rules by	4 replies 133 views 0 likes	Anonymous 20 Jan 2015
"Immature" regulator wants to create sensational headlines? "Immature" regulator wants to create sensational headlines? by	0 replies 50 views 0 likes	Anonymous 8 Jan 2015
FCA to ban premium rate phone lines for financial services firms FCA to ban premium rate phone lines for financial services firms by	0 replies 39 views 0 likes	Anonymous 15 Dec 2014
Bonuses cancelled for several FCA senior execs Bonuses cancelled for several FCA senior execs by	3 replies 194 views 0 likes	Anonymous 10 Dec 2014