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Yay some good news - FCA cuts fee bill

Yay some good news - FCA cuts fee bill

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4 Jul 2014

FCA defends their independent definition

FCA defends their independent definition

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0 replies
34 views
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30 Jun 2014

Does the FCA understand its own ‘independence ‘ rules?

Does the FCA understand its own ‘independence ‘ rules?

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0 replies
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18 Jun 2014

The supervision shift examined by Consulting Consortium

The supervision shift examined by Consulting Consortium

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0 replies
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12 May 2014

Which? could be stripped of its right to lodge super-complaints

Which? could be stripped of its right to lodge super-complaints

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3 replies
105 views
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10 Apr 2014

FCA may move to the Olympic Park site

FCA may move to the Olympic Park site

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7 replies
205 views
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5 Apr 2014

AR Turnaround time

AR Turnaround time

by Anonymous

3 replies
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19 Mar 2014

FCA & 'tick box compliance'

FCA & 'tick box compliance'

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1 replies
110 views
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19 Mar 2014

More expensive FCA expenses??? Justified??

More expensive FCA expenses??? Justified??

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3 replies
102 views
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3 Mar 2014

IFA in ten year battle with the FSA

IFA in ten year battle with the FSA

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3 replies
77 views
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20 Feb 2014

FCA guidance on how you should deal with CMC complaints

FCA guidance on how you should deal with CMC complaints

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2 replies
113 views
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11 Feb 2014

What did broker Anthony Verrier do to get lifetime ban?

What did broker Anthony Verrier do to get lifetime ban?

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3 replies
204 views
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30 Jan 2014

FCA – Absolute hypocrites!

FCA – Absolute hypocrites!

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9 replies
245 views
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23 Jan 2014

FCA – Can’t refund us but can afford £500 a night hotel

FCA – Can’t refund us but can afford £500 a night hotel

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0 replies
60 views
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15 Jan 2014

Fund MAS using FCA fines?

Fund MAS using FCA fines?

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3 replies
44 views
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10 Jan 2014

CCL Costs - NEW FCA Costs

CCL Costs - NEW FCA Costs

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51 replies
2,345 views
6 likes
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27 Dec 2013

Annual Income generated specifically from Consumer Credit Licence

Annual Income generated specifically from Consumer Credit Licence

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4 replies
135 views
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17 Dec 2013

Are the FCA any different from the FSA?

Are the FCA any different from the FSA?

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1 replies
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17 Dec 2013

IFA points out 'preferential rates' maybe in breach of FCA rules

IFA points out 'preferential rates' maybe in breach of FCA rules

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0 replies
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6 Dec 2013

FCA launch review of GI comparison sites

FCA launch review of GI comparison sites

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0 replies
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25 Nov 2013

Today's Daily Telegraph

Today's Daily Telegraph

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5 replies
150 views
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13 Nov 2013

FCA confirms it will 'name & shame' over proposed enforcement actions

FCA confirms it will 'name & shame' over proposed enforcement actions

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9 replies
207 views
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4 Nov 2013

FCA now questioning whether advice gap exists?

FCA now questioning whether advice gap exists?

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0 replies
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25 Oct 2013

The FCA’s 4 steps to compliant advice…

The FCA’s 4 steps to compliant advice…

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0 replies
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24 Oct 2013

Are we all clear about CCL requirements now? hahaha

Are we all clear about CCL requirements now? hahaha

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0 replies
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23 Oct 2013

Clients told “6-18% return was guaranteed!”

Clients told “6-18% return was guaranteed!”

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0 replies
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18 Oct 2013

FCA 'disclosure rules added unnecessary costs for advisers'

FCA 'disclosure rules added unnecessary costs for advisers'

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0 replies
36 views
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10 Oct 2013

Is the FCA seriously looking into the advice gap?

Is the FCA seriously looking into the advice gap?

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0 replies
50 views
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10 Oct 2013

FCA review into execution-only begins...

FCA review into execution-only begins...

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0 replies
44 views
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7 Oct 2013

FCA faces calls for 'in reserve' money to be capped

FCA faces calls for 'in reserve' money to be capped

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1 replies
45 views
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4 Oct 2013

MMR workshop Glasgow 5th November

MMR workshop Glasgow 5th November

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1 replies
28 views
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2 Oct 2013

Up to 6 month delays for FCA authorisation

Up to 6 month delays for FCA authorisation

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2 replies
37 views
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2 Oct 2013

FCA: 'Not interested in whether charges are value for money’

FCA: 'Not interested in whether charges are value for money’

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0 replies
42 views
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2 Oct 2013

MMR Workshops - gone from £20 to now £35 (75% increase)

MMR Workshops - gone from £20 to now £35 (75% increase)

by Anonymous

0 replies
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1 Oct 2013

Crippling blow due to FCA clampdown on incentives to advisers

Crippling blow due to FCA clampdown on incentives to advisers

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1 replies
62 views
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30 Sep 2013

FCA further delays ‘capital adequacy rules’

FCA further delays ‘capital adequacy rules’

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0 replies
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30 Sep 2013

Gabriel - PI Section

Gabriel - PI Section

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2 replies
56 views
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28 Sep 2013

Why does FCA take action against IFA BUT NOT BANKS!

Why does FCA take action against IFA BUT NOT BANKS!

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1 replies
102 views
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26 Sep 2013

Labour says FCA should be held more accountable

Labour says FCA should be held more accountable

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1 replies
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25 Sep 2013

The FCA

The FCA

by Anonymous

1 replies
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Last User to Post in this topic Anonymous
20 Sep 2013