FCA Regulation

Topics

Are the FCA really going to relax mortgage rules? Are the FCA really going to relax mortgage rules? by	49 replies 979 views 27 likes	Anonymous 27 Jan 2025
FCA form REP019 FCA form REP019 by	8 replies 165 views 1 likes	Anonymous 24 Jan 2025
Starting new firm Starting new firm by Anonymous 1	7 replies 181 views 2 likes	Anonymous 17 Jan 2025
Locum needed for Lifetime Mortgage Advice Locum needed for Lifetime Mortgage Advice by	7 replies 114 views 0 likes	Anonymous 10 Jan 2025
FCA Rule Change - Locum?? FCA Rule Change - Locum?? by	18 replies 345 views 8 likes	Anonymous 10 Jan 2025
Directory persons attestation Directory persons attestation by Anonymous 1	2 replies 88 views 0 likes	Anonymous 7 Jan 2025
Regulation round-up - December 2024 Regulation round-up - December 2024 by	0 replies 38 views 0 likes	Anonymous 19 Dec 2024
Regulation round-up - November 2024 Regulation round-up - November 2024 by	0 replies 24 views 0 likes	Anonymous 29 Nov 2024
To Fee or not to Fee that is the Q To Fee or not to Fee that is the Q by Anonymous 1	54 replies 1,185 views 30 likes	Anonymous 11 Nov 2024
Regulation Round up October 24 Regulation Round up October 24 by	0 replies 38 views 0 likes	Anonymous 1 Nov 2024
"New Consumer Credit Returns Prototype" Survey "New Consumer Credit Returns Prototype" Survey by	7 replies 216 views 2 likes	Anonymous 23 Oct 2024
Consumer Credit Returns ????? Consumer Credit Returns ????? by	2 replies 118 views 0 likes	Anonymous 27 Sep 2024
Regulation Roun-up September 24 Regulation Roun-up September 24 by	0 replies 21 views 0 likes	Anonymous 26 Sep 2024
Consumer BTL - where is my authorisation info? Consumer BTL - where is my authorisation info? by	5 replies 115 views 1 likes	Anonymous 26 Sep 2024
Folder retention Folder retention by Anonymous 1	27 replies 698 views 11 likes	Anonymous 26 Sep 2024
Vulnerability Vulnerability by	20 replies 302 views 7 likes	Anonymous 12 Sep 2024
Baseline Financial Resilience Report - how do you complete the last 2 questions? Baseline Financial Resilience Report - how do you complete the last 2 questions? by	12 replies 171 views 3 likes	Anonymous 11 Sep 2024
FCA Reviewing Protection Commission FCA Reviewing Protection Commission by	33 replies 922 views 11 likes	Anonymous 5 Sep 2024
Regulation Round up August 24 Regulation Round up August 24 by	0 replies 21 views 0 likes	Anonymous 29 Aug 2024
FCA are dropping Simplified advice - again! FCA are dropping Simplified advice - again! by Anonymous 1	3 replies 196 views 2 likes	Anonymous 13 Aug 2024
FCA bill FCA bill by	20 replies 767 views 2 likes	Anonymous 31 Jul 2024
Has AMI actally done something useful? Has AMI actally done something useful? by Anonymous 1	0 replies 92 views 0 likes	Anonymous 26 Jul 2024
Regulation round-up June 2024 Regulation round-up June 2024 by	0 replies 54 views 0 likes	Anonymous 28 Jun 2024
Closed Products Closed Products by	3 replies 217 views 0 likes	Anonymous 28 May 2024
FCA Vulnerability Review - Survey FCA Vulnerability Review - Survey by	18 replies 485 views 3 likes	Anonymous 22 May 2024
Good to know the FCA spend our money wisely Good to know the FCA spend our money wisely by Anonymous 1	6 replies 308 views 7 likes	Anonymous 7 May 2024
DA for BTL broker DA for BTL broker by	3 replies 167 views 2 likes	Anonymous 18 Apr 2024
Client now residing overseas - FCA Wording Client now residing overseas - FCA Wording by	2 replies 80 views 0 likes	Anonymous 17 Apr 2024
Introducers and FCA Credit Broking Introducers and FCA Credit Broking by	3 replies 111 views 2 likes	Anonymous 10 Apr 2024
Baseline Financial Resilience Report - Why?! Baseline Financial Resilience Report - Why?! by	14 replies 375 views 3 likes	Anonymous 28 Mar 2024
Starting a Bridging/Commercial Brokerage Starting a Bridging/Commercial Brokerage by Anonymous 1	5 replies 229 views 1 likes	Anonymous 20 Mar 2024
Advice / Guidance - "the most progressive [way] the FCA has ever come at something in a consultation"? Or not? Advice / Guidance - "the most progressive [way] the FCA has ever come at something in a consultation"? Or not? by Anonymous 1	1 replies 141 views 0 likes	Anonymous 14 Feb 2024
Having AR's Having AR's by Anonymous 1	6 replies 234 views 0 likes	Anonymous 13 Feb 2024
GDPR GDPR by Anonymous 1	3 replies 91 views 0 likes	Anonymous 8 Feb 2024
Debt Consolidation on a BTL Debt Consolidation on a BTL by	9 replies 146 views 0 likes	Anonymous 6 Feb 2024
FCA Gateway User Research - New Form A FCA Gateway User Research - New Form A by	2 replies 76 views 0 likes	Anonymous 5 Feb 2024
REP019 General Insurance - Value Measures Report REP019 General Insurance - Value Measures Report by	7 replies 131 views 0 likes	Anonymous 8 Jan 2024
DA - FCA Application - How long did it take for authorisation? DA - FCA Application - How long did it take for authorisation? by	3 replies 202 views 4 likes	Anonymous 3 Jan 2024
Will small firms survive Customer Duty? Will small firms survive Customer Duty? by	13 replies 604 views 4 likes	Anonymous 12 Dec 2023
FCA to relax advice-guidance boundary in landmark review - Thoughts please FCA to relax advice-guidance boundary in landmark review - Thoughts please by	3 replies 237 views 2 likes	Anonymous 8 Dec 2023