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FCA Regulation

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Here's a new one!

Here's a new one!

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15 Mar 2023

FCA questionnaire

FCA questionnaire

by Anonymous 1

4 replies
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4 Mar 2023

PI insurance

PI insurance

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9 replies
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26 Feb 2023

Money Laundering - where does the buck stop

Money Laundering - where does the buck stop

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1 replies
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15 Feb 2023

FCA approach to incorporation

FCA approach to incorporation

by Anonymous 1

1 replies
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15 Feb 2023

REP022 Gi Attestation

REP022 Gi Attestation

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12 replies
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11 Feb 2023

GI return

GI return

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12 replies
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3 Jan 2023

returns section RMA-J

returns section RMA-J

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12 replies
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16 Dec 2022

CONSUMER DUTY - Pool Our Resources

CONSUMER DUTY - Pool Our Resources

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20 replies
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14 Dec 2022

FCA Returns

FCA Returns

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11 replies
214 views
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16 Nov 2022

How does this fit with the support we get from most Lenders?

How does this fit with the support we get from most Lenders?

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10 replies
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7 Nov 2022

Dear CEO Letter (Consumer Duty)

Dear CEO Letter (Consumer Duty)

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10 replies
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2 Nov 2022

Passing Off / Scammers

Passing Off / Scammers

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11 replies
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1 Nov 2022

If this was a complaint...

If this was a complaint...

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20 replies
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12 Oct 2022

Consumer duty

Consumer duty

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2 replies
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3 Oct 2022

Gabriel Return - Time Periods

Gabriel Return - Time Periods

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8 replies
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9 Sep 2022

Financial Vulnerability Taskforce

Financial Vulnerability Taskforce

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0 replies
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23 Aug 2022

FCA enhanced oversight for AR's

FCA enhanced oversight for AR's

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3 replies
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3 Aug 2022

FCA Email - "Product Governance multi-firm review"

FCA Email - "Product Governance multi-firm review"

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3 replies
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2 Aug 2022

FCA and FOS Useless!

FCA and FOS Useless!

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11 replies
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24 Jul 2022

FCA survey

FCA survey

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39 replies
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18 Jul 2022

REP021c-General Insurance Pricing Information - Core Product by Channel REP021d-General Insurance Pricing Information Report - Closed Books of Business REP021e-General Insurance Pricing Information - Premium Finance, Add-ons, Fees and Charges

REP021c-General Insurance Pricing Information - Core Product by Channel REP021d-General Insurance Pricing Information Report - Closed Books of Business REP021e-General Insurance Pricing Information - Premium Finance, Add-ons, Fees and Charges

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4 replies
161 views
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Last User to Post in this topic Anonymous
18 Jul 2022

FCA Direct Debit Instruction Requiring Action

FCA Direct Debit Instruction Requiring Action

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0 replies
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7 Jul 2022

BTL Debt Consolidation with a Twist

BTL Debt Consolidation with a Twist

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4 replies
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6 Jul 2022

Do you need to be regulated to offer bridging?

Do you need to be regulated to offer bridging?

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3 replies
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5 Jul 2022

FCA application support fee?

FCA application support fee?

by Anonymous

7 replies
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4 Jul 2022

Mortgage Stress Tests to be Scrapped

Mortgage Stress Tests to be Scrapped

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1 Jul 2022

And another Return - "General Insurance Pricing Information"

And another Return - "General Insurance Pricing Information"

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6 replies
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1 Jul 2022

CPD and admin

CPD and admin

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10 replies
199 views
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8 Jun 2022

Diversity & Inclusion in the financial sector - Cost Benefit Analysis (CBA) Survey request

Diversity & Inclusion in the financial sector - Cost Benefit Analysis (CBA) Survey request

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0 replies
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6 Jun 2022

Gabriel REP-CRIM Financial Crime Report

Gabriel REP-CRIM Financial Crime Report

by Anonymous

2 replies
179 views
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6 Jun 2022

FCA Regulation of Funeral Plans is almost here...

FCA Regulation of Funeral Plans is almost here...

by Anonymous

4 replies
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6 Jun 2022

New fee

New fee

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0 replies
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31 May 2022

LOCUM

LOCUM

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2 replies
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24 May 2022

Individual Advisor Website

Individual Advisor Website

by Anonymous

14 replies
395 views
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7 May 2022

FCA strike

FCA strike

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18 replies
791 views
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7 May 2022

Vulnerable Customers

Vulnerable Customers

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14 replies
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29 Mar 2022

Yet another email received today

Yet another email received today

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13 replies
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28 Feb 2022

FCA Late Submission Fine

FCA Late Submission Fine

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4 replies
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25 Feb 2022

CPD

CPD

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5 replies
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25 Feb 2022