FCA Regulation

Topics

Owning shares Owning shares by	6 replies 189 views 0 likes	Anonymous 13 Jul 2023
Consumer Duty Consumer Duty by	95 replies 2,399 views 41 likes	Anonymous 6 Jul 2023
FCA to increase scrutiny of ARs.... FCA to increase scrutiny of ARs.... by Anonymous 1	15 replies 517 views 0 likes	Anonymous 5 Jul 2023
Quick question Quick question by	4 replies 140 views 0 likes	Anonymous 4 Jul 2023
FIN074-Economic Crime Levy - what is the definition of income ? FIN074-Economic Crime Levy - what is the definition of income ? by	11 replies 229 views 1 likes	Anonymous 17 May 2023
Will your fees have to be increased to cope with Customer Duty? Will your fees have to be increased to cope with Customer Duty? by	7 replies 183 views 4 likes	Anonymous 16 May 2023
Whistleblowers ‘brushed aside’ by FCA with ‘no real consequences’ for culprits Whistleblowers ‘brushed aside’ by FCA with ‘no real consequences’ for culprits by Anonymous 1	2 replies 253 views 1 likes	Anonymous 10 May 2023
consumer duty attestation consumer duty attestation by	8 replies 229 views 2 likes	Anonymous 5 May 2023
Getting inundated with Lender Emails about Consumer Duty Getting inundated with Lender Emails about Consumer Duty by	15 replies 225 views 8 likes	Anonymous 3 May 2023
quick question - my company bank account quick question - my company bank account by	14 replies 239 views 7 likes	Anonymous 26 Apr 2023
Network using AI to flag vulnerable clients Network using AI to flag vulnerable clients by	21 replies 436 views 17 likes	Anonymous 27 Mar 2023
SUBMISSION FOR FIRM DETAILS ATTESTATION SUBMISSION FOR FIRM DETAILS ATTESTATION by	37 replies 836 views 3 likes	Anonymous 27 Mar 2023
Consumer Duty Consumer Duty by	8 replies 348 views 6 likes	Anonymous 22 Mar 2023
Here's a new one! Here's a new one! by	0 replies 109 views 0 likes	Anonymous 15 Mar 2023
FCA questionnaire FCA questionnaire by Anonymous 1	4 replies 106 views 0 likes	Anonymous 4 Mar 2023
PI insurance PI insurance by	9 replies 168 views 0 likes	Anonymous 26 Feb 2023
Money Laundering - where does the buck stop Money Laundering - where does the buck stop by	1 replies 138 views 1 likes	Anonymous 15 Feb 2023
FCA approach to incorporation FCA approach to incorporation by Anonymous 1	1 replies 91 views 0 likes	Anonymous 15 Feb 2023
REP022 Gi Attestation REP022 Gi Attestation by	12 replies 153 views 1 likes	Anonymous 11 Feb 2023
GI return GI return by	12 replies 331 views 4 likes	Anonymous 3 Jan 2023
returns section RMA-J returns section RMA-J by	12 replies 190 views 4 likes	Anonymous 16 Dec 2022
CONSUMER DUTY - Pool Our Resources CONSUMER DUTY - Pool Our Resources by	20 replies 680 views 5 likes	Anonymous 14 Dec 2022
FCA Returns FCA Returns by	11 replies 217 views 1 likes	Anonymous 16 Nov 2022
How does this fit with the support we get from most Lenders? How does this fit with the support we get from most Lenders? by	10 replies 312 views 4 likes	Anonymous 7 Nov 2022
Dear CEO Letter (Consumer Duty) Dear CEO Letter (Consumer Duty) by	10 replies 385 views 2 likes	Anonymous 2 Nov 2022
Passing Off / Scammers Passing Off / Scammers by	11 replies 413 views 0 likes	Anonymous 1 Nov 2022
If this was a complaint... If this was a complaint... by	20 replies 473 views 4 likes	Anonymous 12 Oct 2022
Consumer duty Consumer duty by	2 replies 223 views 0 likes	Anonymous 3 Oct 2022
Gabriel Return - Time Periods Gabriel Return - Time Periods by	8 replies 157 views 0 likes	Anonymous 9 Sep 2022
Financial Vulnerability Taskforce Financial Vulnerability Taskforce by	0 replies 156 views 0 likes	Anonymous 23 Aug 2022
FCA enhanced oversight for AR's FCA enhanced oversight for AR's by	3 replies 150 views 1 likes	Anonymous 3 Aug 2022
FCA Email - "Product Governance multi-firm review" FCA Email - "Product Governance multi-firm review" by	3 replies 171 views 0 likes	Anonymous 2 Aug 2022
FCA and FOS Useless! FCA and FOS Useless! by	11 replies 444 views 6 likes	Anonymous 24 Jul 2022
FCA survey FCA survey by	39 replies 917 views 4 likes	Anonymous 18 Jul 2022
REP021c-General Insurance Pricing Information - Core Product by Channel REP021d-General Insurance Pricing Information Report - Closed Books of Business REP021e-General Insurance Pricing Information - Premium Finance, Add-ons, Fees and Charges REP021c-General Insurance Pricing Information - Core Product by Channel REP021d-General Insurance Pricing Information Report - Closed Books of Business REP021e-General Insurance Pricing Information - Premium Finance, Add-ons, Fees and Charges by	4 replies 168 views 3 likes	Anonymous 18 Jul 2022
FCA Direct Debit Instruction Requiring Action FCA Direct Debit Instruction Requiring Action by	0 replies 80 views 0 likes	Anonymous 7 Jul 2022
BTL Debt Consolidation with a Twist BTL Debt Consolidation with a Twist by	4 replies 115 views 0 likes	Anonymous 6 Jul 2022
Do you need to be regulated to offer bridging? Do you need to be regulated to offer bridging? by	3 replies 126 views 0 likes	Anonymous 5 Jul 2022
FCA application support fee? FCA application support fee? by Anonymous	7 replies 182 views 1 likes	Anonymous 4 Jul 2022
Mortgage Stress Tests to be Scrapped Mortgage Stress Tests to be Scrapped by	0 replies 109 views 0 likes	Anonymous 1 Jul 2022