FCA Regulation

Topics

Capital Adequacy in crypto Capital Adequacy in crypto by Anonymous	4 replies 115 views 1 likes	Anonymous 30 Mar 2021
FCA True Cost FCA True Cost by	8 replies 188 views 0 likes	Anonymous 22 Mar 2021
DA Application DA Application by Anonymous	50 replies 982 views 9 likes	Anonymous 16 Mar 2021
Introducers Introducers by	14 replies 260 views 7 likes	Anonymous 4 Mar 2021
What the ..... What the ..... by	21 replies 533 views 0 likes	Anonymous 2 Mar 2021
File Checks File Checks by Anonymous	4 replies 285 views 0 likes	Anonymous 17 Feb 2021
Levy charge Levy charge by	5 replies 136 views 0 likes	Anonymous 11 Feb 2021
Directory of certified and assessed persons Directory of certified and assessed persons by	6 replies 195 views 0 likes	Anonymous 10 Feb 2021
FCA RegData 'Consumer Credit Data: Volumes' FCA RegData 'Consumer Credit Data: Volumes' by	1 replies 133 views 0 likes	Anonymous 18 Jan 2021
Another FCA Spoof email Another FCA Spoof email by	5 replies 141 views 0 likes	Anonymous 16 Dec 2020
Admin working in Bulgaria Admin working in Bulgaria by Anonymous	14 replies 283 views 6 likes	Anonymous 3 Dec 2020
Have you done your Directory Persons Form yet? Have you done your Directory Persons Form yet? by	7 replies 194 views 0 likes	Anonymous 25 Nov 2020
FCA hiking mortgage broker fees FCA hiking mortgage broker fees by	11 replies 485 views 2 likes	Anonymous 20 Nov 2020
When does the FCA think Business Owners find time to do the Gabriel Returns? When does the FCA think Business Owners find time to do the Gabriel Returns? by	8 replies 283 views 1 likes	Anonymous 4 Nov 2020
Call Centre Abroad for Mortgage/Insurance lead genration Call Centre Abroad for Mortgage/Insurance lead genration by Anonymous	1 replies 79 views 0 likes	Anonymous 23 Oct 2020
Mortgage/Insurance Fraud Mortgage/Insurance Fraud by Anonymous	24 replies 973 views 2 likes	Anonymous 22 Oct 2020
Mortgage fraud Mortgage fraud by	47 replies 2,063 views 4 likes	Anonymous 21 Oct 2020
Fit & Proper check. Plus very poor credit report... Fit & Proper check. Plus very poor credit report... by Anonymous	4 replies 305 views 0 likes	Anonymous 12 Oct 2020
Interest only declaration Interest only declaration by	5 replies 172 views 0 likes	Anonymous 17 Sep 2020
FSCS Levy Doubled, how about you? FSCS Levy Doubled, how about you? by	19 replies 430 views 1 likes	Anonymous 9 Sep 2020
Vulnerable Client Training Vulnerable Client Training by	0 replies 71 views 0 likes	Anonymous 7 Sep 2020
Anyone who has recently become Directly Authorised...can you share your experience? Anyone who has recently become Directly Authorised...can you share your experience? by	27 replies 625 views 0 likes	Anonymous 4 Sep 2020
Scammer emails pretending to be from the FCA Scammer emails pretending to be from the FCA by	0 replies 66 views 0 likes	Anonymous 3 Sep 2020
Gabriel Qs Gabriel Qs by	10 replies 344 views 0 likes	Anonymous 2 Sep 2020
FCA survey due by 12th June FCA survey due by 12th June by	33 replies 630 views 3 likes	Anonymous 15 Jun 2020
Tough Times Tough Times by Anonymous	8 replies 310 views 0 likes	Anonymous 17 Apr 2020
GABRIEL/Connect - seeking further details for use GABRIEL/Connect - seeking further details for use by	3 replies 129 views 0 likes	Anonymous 9 Apr 2020
Product Transfer Compliance Product Transfer Compliance by	8 replies 243 views 4 likes	Anonymous 9 Apr 2020
Gabriel Gabriel by	5 replies 154 views 0 likes	Anonymous 31 Mar 2020
FCA Long delays? FCA Long delays? by	0 replies 80 views 0 likes	Anonymous 31 Mar 2020
Retirement Interest Only Retirement Interest Only by	6 replies 194 views 1 likes	Anonymous 11 Mar 2020
Certifying documents-mainly bank statements and payslips Certifying documents-mainly bank statements and payslips by	2 replies 72 views 0 likes	Anonymous 11 Mar 2020
Revised Money Laundering Reg's Revised Money Laundering Reg's by	5 replies 138 views 0 likes	Anonymous 5 Mar 2020
Disclosing lender panel Disclosing lender panel by Anonymous	8 replies 266 views 0 likes	Anonymous 4 Mar 2020
mortgage cold calling mortgage cold calling by Anonymous	8 replies 355 views 0 likes	Anonymous 4 Mar 2020
FCA Admits Data Breach FCA Admits Data Breach by Anonymous	1 replies 92 views 0 likes	Anonymous 26 Feb 2020
Bit of help with Gabriel please Bit of help with Gabriel please by	9 replies 197 views 0 likes	Anonymous 11 Dec 2019
training on conduct rules training on conduct rules by	32 replies 450 views 1 likes	Anonymous 9 Dec 2019
What a shower What a shower by	7 replies 317 views 0 likes	Anonymous 29 Nov 2019
Client not reporting rental income Client not reporting rental income by Anonymous	5 replies 202 views 0 likes	Anonymous 18 Nov 2019