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FCA Regulation

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FCA chief unconvinced FAMR proposals will work?

FCA chief unconvinced FAMR proposals will work?

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1 replies
62 views
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21 Jul 2016

FCA blaming the EU for increasing broker fees?

FCA blaming the EU for increasing broker fees?

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9 replies
188 views
3 likes
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1 Jul 2016

FCA to check brokers are delivering best deals?

FCA to check brokers are delivering best deals?

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4 replies
299 views
2 likes
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20 May 2016

"The RDR is a failure on so many levels..."

"The RDR is a failure on so many levels..."

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0 replies
40 views
0 likes
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12 May 2016

Non routine FCA application

Non routine FCA application

by Anonymous

6 replies
283 views
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10 May 2016

Good work if you can get it..

Good work if you can get it..

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2 replies
115 views
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9 May 2016

Confused by Budget - GAD and Flexible Drawdown

Confused by Budget - GAD and Flexible Drawdown

by Anonymous

2 replies
63 views
0 likes
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27 Apr 2016

FCA writing to around 700 firms for 'mass file check'...

FCA writing to around 700 firms for 'mass file check'...

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15 replies
1,016 views
2 likes
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23 Apr 2016

Gabriel forgets

Gabriel forgets

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34 replies
962 views
1 likes
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14 Apr 2016

FCA & CBTL

FCA & CBTL

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0 replies
99 views
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7 Apr 2016

Are we all clear on this? Self-employed advisers who receive all of their remuneration from a proportion of fees or income paid to the firm MUST abide by FCA 'Incentives' rules

Are we all clear on this? Self-employed advisers who receive all of their remuneration from a proportion of fees or income paid to the firm MUST abide by FCA 'Incentives' rules

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1 replies
137 views
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6 Apr 2016

FCA register

FCA register

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1 replies
59 views
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6 Apr 2016

Happy 3rd Birthday FCA!!!

Happy 3rd Birthday FCA!!!

by

6 replies
98 views
0 likes
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4 Apr 2016

Permissions Required

Permissions Required

by Anonymous

12 replies
175 views
0 likes
Last User to Post in this topic Anonymous
3 Feb 2016

What are the rules on calling yourself an independent mortgage broker?

What are the rules on calling yourself an independent mortgage broker?

by Anonymous

49 replies
1,042 views
0 likes
Last User to Post in this topic Anonymous
2 Feb 2016

FCA branded "blundering" and "weak, toothless and anaemic"

FCA branded "blundering" and "weak, toothless and anaemic"

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0 replies
53 views
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Last User to Post in this topic Anonymous
2 Feb 2016

MCD Data Collection - Action Required

MCD Data Collection - Action Required

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43 replies
564 views
0 likes
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1 Feb 2016

Financial Ombudsman Service (FOS) Petition Not Attracting Industry Interest

Financial Ombudsman Service (FOS) Petition Not Attracting Industry Interest

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4 replies
98 views
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Last User to Post in this topic Anonymous
18 Jan 2016

Advise sought - and a warning to you all

Advise sought - and a warning to you all

by

190 replies
6,277 views
8 likes
Last User to Post in this topic Anonymous
8 Jan 2016

Call for FCA to clear up advice charges confusion

Call for FCA to clear up advice charges confusion

by

2 replies
131 views
0 likes
Last User to Post in this topic Anonymous
25 Nov 2015

At last. A good idea re regulation of advisers...

At last. A good idea re regulation of advisers...

by

1 replies
76 views
0 likes
Last User to Post in this topic Anonymous
28 Oct 2015

70% in the dark over FCA Requirement - something needs to be done

70% in the dark over FCA Requirement - something needs to be done

by

2 replies
191 views
0 likes
Last User to Post in this topic Anonymous
20 Oct 2015

MPs set to grill FCA bosses over regulator's progress next week

MPs set to grill FCA bosses over regulator's progress next week

by

2 replies
89 views
0 likes
Last User to Post in this topic Anonymous
16 Oct 2015

CCL is no more - now its the IPL!

CCL is no more - now its the IPL!

by

39 replies
908 views
2 likes
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15 Oct 2015

'Deep cultural problems’ at the regulator

'Deep cultural problems’ at the regulator

by

2 replies
126 views
0 likes
Last User to Post in this topic Anonymous
13 Oct 2015

Totally lost filling in my Gabriel - Consumer Credit Info

Totally lost filling in my Gabriel - Consumer Credit Info

by

5 replies
153 views
0 likes
Last User to Post in this topic Anonymous
28 Sep 2015

Should the FCA become part of the Government?

Should the FCA become part of the Government?

by

0 replies
51 views
1 likes
Last User to Post in this topic Anonymous
23 Sep 2015

MCD Mortgage Credit Directive Starts today !

MCD Mortgage Credit Directive Starts today !

by

1 replies
108 views
0 likes
Last User to Post in this topic Anonymous
22 Sep 2015

Another fee from FCA to register for giving advice on buy to let

Another fee from FCA to register for giving advice on buy to let

by

4 replies
221 views
1 likes
Last User to Post in this topic Anonymous
18 Sep 2015

Interim Permission - Expired/Lapsed or Cancelled?

Interim Permission - Expired/Lapsed or Cancelled?

by Anonymous

9 replies
165 views
0 likes
Last User to Post in this topic Anonymous
11 Sep 2015

FCA connect

FCA connect

by

2 replies
100 views
0 likes
Last User to Post in this topic Anonymous
11 Sep 2015

Consumer credit licence for unregulated broker

Consumer credit licence for unregulated broker

by

8 replies
78 views
0 likes
Last User to Post in this topic Anonymous
5 Sep 2015

National IFA has 266% rise in regulatory costs!

National IFA has 266% rise in regulatory costs!

by

1 replies
130 views
0 likes
Last User to Post in this topic Anonymous
27 Aug 2015

ANOTHER LEVY

ANOTHER LEVY

by

1 replies
73 views
0 likes
Last User to Post in this topic Anonymous
24 Aug 2015

FCA- artwork , flowers and average wage

FCA- artwork , flowers and average wage

by

5 replies
118 views
0 likes
Last User to Post in this topic Anonymous
21 Aug 2015

Shocking. CLIENTS pay £170 each pa just for regulation!?

Shocking. CLIENTS pay £170 each pa just for regulation!?

by

0 replies
36 views
0 likes
Last User to Post in this topic Anonymous
19 Aug 2015

Gov’t concerns about regulatory costs - IFAs urged to act

Gov’t concerns about regulatory costs - IFAs urged to act

by

0 replies
75 views
0 likes
Last User to Post in this topic Anonymous
17 Aug 2015

CCL Gabriel Return

CCL Gabriel Return

by

10 replies
193 views
2 likes
Last User to Post in this topic Anonymous
4 Aug 2015

FCA 'mistakes' - what others will Wheatley reveal?!

FCA 'mistakes' - what others will Wheatley reveal?!

by

2 replies
70 views
0 likes
Last User to Post in this topic Anonymous
29 Jul 2015

New CCL Application

New CCL Application

by

1 replies
59 views
0 likes
Last User to Post in this topic Anonymous
15 Jul 2015