FCA Regulation

Topics

Baseline Financial Resilience Report - how do you complete the last 2 questions? Baseline Financial Resilience Report - how do you complete the last 2 questions? by	12 replies 173 views 3 likes	Anonymous 11 Sep 2024
FCA Reviewing Protection Commission FCA Reviewing Protection Commission by	33 replies 926 views 11 likes	Anonymous 5 Sep 2024
Regulation Round up August 24 Regulation Round up August 24 by	0 replies 23 views 0 likes	Anonymous 29 Aug 2024
FCA are dropping Simplified advice - again! FCA are dropping Simplified advice - again! by Anonymous 1	3 replies 198 views 2 likes	Anonymous 13 Aug 2024
FCA bill FCA bill by	20 replies 770 views 2 likes	Anonymous 31 Jul 2024
Has AMI actally done something useful? Has AMI actally done something useful? by Anonymous 1	0 replies 94 views 0 likes	Anonymous 26 Jul 2024
Regulation round-up June 2024 Regulation round-up June 2024 by	0 replies 56 views 0 likes	Anonymous 28 Jun 2024
Closed Products Closed Products by	3 replies 219 views 0 likes	Anonymous 28 May 2024
FCA Vulnerability Review - Survey FCA Vulnerability Review - Survey by	18 replies 488 views 3 likes	Anonymous 22 May 2024
Good to know the FCA spend our money wisely Good to know the FCA spend our money wisely by Anonymous 1	6 replies 310 views 7 likes	Anonymous 7 May 2024
DA for BTL broker DA for BTL broker by	3 replies 169 views 2 likes	Anonymous 18 Apr 2024
Client now residing overseas - FCA Wording Client now residing overseas - FCA Wording by	2 replies 82 views 0 likes	Anonymous 17 Apr 2024
Introducers and FCA Credit Broking Introducers and FCA Credit Broking by	3 replies 113 views 2 likes	Anonymous 10 Apr 2024
Baseline Financial Resilience Report - Why?! Baseline Financial Resilience Report - Why?! by	14 replies 378 views 3 likes	Anonymous 28 Mar 2024
Starting a Bridging/Commercial Brokerage Starting a Bridging/Commercial Brokerage by Anonymous 1	5 replies 231 views 1 likes	Anonymous 20 Mar 2024
Advice / Guidance - "the most progressive [way] the FCA has ever come at something in a consultation"? Or not? Advice / Guidance - "the most progressive [way] the FCA has ever come at something in a consultation"? Or not? by Anonymous 1	1 replies 143 views 0 likes	Anonymous 14 Feb 2024
Having AR's Having AR's by Anonymous 1	6 replies 236 views 0 likes	Anonymous 13 Feb 2024
GDPR GDPR by Anonymous 1	3 replies 93 views 0 likes	Anonymous 8 Feb 2024
Debt Consolidation on a BTL Debt Consolidation on a BTL by	9 replies 148 views 0 likes	Anonymous 6 Feb 2024
FCA Gateway User Research - New Form A FCA Gateway User Research - New Form A by	2 replies 78 views 0 likes	Anonymous 5 Feb 2024
REP019 General Insurance - Value Measures Report REP019 General Insurance - Value Measures Report by	7 replies 135 views 0 likes	Anonymous 8 Jan 2024
DA - FCA Application - How long did it take for authorisation? DA - FCA Application - How long did it take for authorisation? by	3 replies 204 views 4 likes	Anonymous 3 Jan 2024
Will small firms survive Customer Duty? Will small firms survive Customer Duty? by	13 replies 606 views 4 likes	Anonymous 12 Dec 2023
FCA to relax advice-guidance boundary in landmark review - Thoughts please FCA to relax advice-guidance boundary in landmark review - Thoughts please by	3 replies 239 views 2 likes	Anonymous 8 Dec 2023
Crime Levy Crime Levy by	3 replies 201 views 0 likes	Anonymous 20 Nov 2023
Do I need separate authorisation to do Lifetime Mortgages? Do I need separate authorisation to do Lifetime Mortgages? by	10 replies 304 views 7 likes	Anonymous 10 Nov 2023
beware FAKE FCA invoice reminders beware FAKE FCA invoice reminders by	5 replies 201 views 3 likes	Anonymous 26 Oct 2023
Financial resiliance Financial resiliance by	7 replies 303 views 2 likes	Anonymous 17 Oct 2023
FCA invoice FCA invoice by	25 replies 792 views 4 likes	Anonymous 13 Oct 2023
Proof of deposit UK or abroad Proof of deposit UK or abroad by Anonymous 1	26 replies 349 views 0 likes	Anonymous 10 Oct 2023
2 interesting stories today! Are we funding the FCA's cock ups?! 2 interesting stories today! Are we funding the FCA's cock ups?! by	3 replies 312 views 1 likes	Anonymous 3 Oct 2023
FCA - "Advice / guidance boundary could lead to wholesale restructuring of advice regime" FCA - "Advice / guidance boundary could lead to wholesale restructuring of advice regime" by	3 replies 178 views 1 likes	Anonymous 26 Sep 2023
Are over a third of clients really 'vulnerable'? Are over a third of clients really 'vulnerable'? by	9 replies 239 views 0 likes	Anonymous 15 Sep 2023
FCA time wasters FCA time wasters by Anonymous 1	13 replies 477 views 12 likes	Anonymous 11 Sep 2023
FCA takes first action - Consumer Duty FCA takes first action - Consumer Duty by	6 replies 324 views 1 likes	Anonymous 4 Sep 2023
Broker who is FCA Registered but domiciled in EU Broker who is FCA Registered but domiciled in EU by Anonymous 1	9 replies 225 views 2 likes	Anonymous 19 Aug 2023
In terms of wording or documentation, will you be giving your Clients anything different from Consumer Duty Day? In terms of wording or documentation, will you be giving your Clients anything different from Consumer Duty Day? by	67 replies 1,445 views 15 likes	Anonymous 4 Aug 2023
More BS on the way- Core Advice More BS on the way- Core Advice by	4 replies 115 views 1 likes	Anonymous 3 Aug 2023
Vulnerable clients anyone going to be doing this?! Vulnerable clients anyone going to be doing this?! by	32 replies 730 views 21 likes	Anonymous 3 Aug 2023
Consumer duty (not mortgages) Consumer duty (not mortgages) by	3 replies 104 views 0 likes	Anonymous 2 Aug 2023